Showing posts with label Williams. Show all posts
Showing posts with label Williams. Show all posts
Wednesday, April 18, 2012
Donnellan v. Shinseki, No. 2011-7127(Decided: April 18, 2012), Review of Remands by Veterans Court, Williams, 275 F.3d at 1364
Excerpt from decision below:
"Mr. Donnellan argues (1) that the Veterans Court’s ruling on the statutory presumption issue is a clear and final decision on the merits of his claim that will
DONNELLAN v. DVA 6
govern the remand proceedings, (2) that it adversely affects him because it increases the evidentiary burden on him before the Board, and (3) that it may not survive remand. See Williams, 275 F.3d at 1364."
=================
"Because this is not a case in which the veteran’s claim is that he has a legal right not to be forced to undergo a remand, we hold that the remand order in this case falls within the category of nonfinal orders that we decline to review.
======================
United States Court of Appeals
for the Federal Circuit
__________________________
KEVIN T. DONNELLAN,
Claimant-Appellant,
v.
ERIC K. SHINSEKI, SECRETARY OF VETERANS
AFFAIRS,
Respondent-Appellee.
__________________________
2011-7127
__________________________
Appeal from the United States Court of Appeals for
Veterans Claims in Case No. 07-2041, Chief Judge Bruce
E. Kasold.
___________________________
Decided: April 18, 2012
___________________________
KENNETH M. CARPENTER, Carpenter, Chartered, of
Topeka, Kansas, argued for claimant-appellant.
DOMENIQUE G. KIRCHNER, Trial Attorney, Commercial
Litigation Branch, Civil Division, United State Department
of Justice, of Washington, DC, argued for respondent-
appellee. With her on the brief were TONY WEST,
Assistant Attorney General, JEANNE E. DAVIDSON, Director,
and MARTIN F. HOCKEY, JR., Assistant Director. Of
DONNELLAN v. DVA 2
counsel on the brief were MICHAEL J. TIMINSKI, Deputy
Assistant General Counsel, and JONATHAN TAYLOR,
Attorney, United States Department of Veterans Affairs,
of Washington, DC.
__________________________
Before RADER, Chief Judge, BRYSON and LINN, Circuit
Judges.
BRYSON, Circuit Judge.
Kevin T. Donnellan appeals the decision of the Court
of Appeals for Veterans Claims (“the Veterans Court”),
which remanded his case to the Board of Veterans’ Appeals.
Because the remand order of the Veterans Court
does not fall into the narrow exception to our rule against
review of remand orders, we dismiss the appeal.
I
Mr. Donnellan served in the Army National Guard
from October 1969 through February 2000. In 1996, he
underwent surgery to remove a portion of his sigmoid
colon as part of his treatment for colon cancer. In March
1998, after a diagnosis of acquired polyposis, he had a
total colectomy.
As part of his Army National Guard duty, Mr. Donnellan
participated in “active duty for training” from May
30, 1998, through June 5, 1998. On June 3, 1998, while
he was on active duty for training, Mr. Donnellan developed
a fever, chills, and severe abdominal pain. He was
taken to a local hospital where he underwent emergency
surgery to remove a portion of his small intestine because
of a small bowel perforation. On the fourth day after the
surgery, Mr. Donnellan’s doctors became aware of a small
bowel fistula, which they treated.
DONNELLAN v. DVA 3
Mr. Donnellan subsequently applied to the Department
of Veterans Affairs (“DVA”) for disability benefits
for a perforated small intestine and ensuing complications.
In the course of proceedings on his claim, the
Board of Veterans’ Appeals directed the regional office to
obtain medical opinions on certain issues, including
whether his condition following his colectomy “underwent
a permanent increase in severity beyond its natural
progression” during his period of active duty for training.
The regional office denied service connection for Mr.
Donnellan’s disability, relying on an examination report
from a DVA physician who characterized Mr. Donnellan’s
fistula as a “complication of his multiple surgical procedures.”
On appeal, the Board found that the DVA physician’s
report did not provide “adequate responses to the
questions posed by the Board.” The Board therefore
requested an independent medical opinion from another
physician, Dr. Debra Ford, as to whether Mr. Donnellan’s
“status post colectomy residuals under[went] a permanent
increase in severity beyond its natural progression”
during his active duty for training. Dr. Ford characterized
the Board’s question as “somewhat confusing,” but
stated that Mr. Donnellan’s active duty for training did
not cause “the return of [his] fistulous disease.” She
added, however, that in her opinion “he probably returned
to duty too early.”
In a March 2007 decision, the Board of Veterans’ Appeals
denied Mr. Donnellan’s request for benefits. The
Board began by applying the presumption embodied in 38
U.S.C. § 1153 that a disability is aggravated, for purposes
of establishing service connection, if there is an increase
in the level of the disability during a veteran’s service.
That presumption, the Board held, applied to Mr. Donnellan’s
period of active duty for training. The Board noted,
DONNELLAN v. DVA 4
however, that the statutory presumption can be rebutted
by clear and unmistakable evidence that the increase in
disability was due to the natural progression of the disease.
38 C.F.R. § 3.306(b). After reviewing the record,
the Board determined that there was clear and unmistakable
evidence that Mr. Donnellan’s disease and the
ensuing complications did not increase in severity beyond
their natural progression during his period of active duty
for training.
Mr. Donnellan appealed the Board’s decision to the
Veterans Court. He argued (1) that the Board improperly
found that the presumption of aggravation was rebutted
by the evidence of record, and (2) that the Board failed to
ensure compliance with its remand instructions, because
Dr. Ford had not answered the question posed to her.
As to the first issue, the Veterans Court held that the
statutory presumption of aggravation does not apply to an
increase in the degree of a disability suffered by a member
of the National Guard while on active duty for training.
The court explained that because Mr. Donnellan had
never served on active duty in the military, but was only
on active duty for training, he had to establish his status
as a veteran in order to be entitled to disability benefits.
By statute, a “veteran” is a person who has served in
“active military, naval, or air service.” 38 U.S.C. § 101(2).
“Active duty for training” is considered “active military,
naval, or air service,” but only if the person “was disabled
or died from a disease or injury incurred or aggravated in
line of duty.” 38 U.S.C. § 101(24)(B). The court held that
to establish his status Mr. Donnellan needed to show both
that his disability increased during active duty for training
and that the increase was beyond the natural progression
of the disease. In making that showing, according to
DONNELLAN v. DVA 5
the court, Mr. Donnellan was not entitled to the statutory
presumption of aggravation.
As to the second issue, the court agreed with Mr.
Donnellan that Dr. Ford’s medical opinion did not satisfy
the Board’s instructions on remand. The court therefore
remanded the case to the Board to obtain a medical
opinion addressing the Board’s prior remand order.
II
On appeal, Mr. Donnellan argues that the Veterans
Court erred in holding that he was not entitled to the
statutory presumption of aggravation in attempting to
show that he qualified as a “veteran.” The government
defends the Veterans Court’s decision, but first argues
that this court should dismiss the appeal because the
Veterans Court’s decision is not final.
Generally, we decline to review non-final orders of the
Veterans Court, including remand orders. See Adams v.
Principi, 256 F.3d 1318, 1320 (Fed. Cir. 2001). Mr. Donnellan
acknowledges that the Veterans Court’s remand
order is not a final decision. He contends that we should
reach the merits of his appeal, however, as this case falls
within an exception to the rule that we review only final
decisions of the Veterans Court. See Williams v. Principi,
275 F.3d 1361, 1364 (Fed. Cir. 2002) (setting out the
circumstances in which this court will entertain appeals
from non-final orders of the Veterans Court).
Tracking the criteria we have used to determine
whether to entertain appeals from remand orders of the
Veterans Court, Mr. Donnellan argues (1) that the Veterans
Court’s ruling on the statutory presumption issue is a
clear and final decision on the merits of his claim that will
DONNELLAN v. DVA 6
govern the remand proceedings, (2) that it adversely
affects him because it increases the evidentiary burden on
him before the Board, and (3) that it may not survive
remand. See Williams, 275 F.3d at 1364. As to the last of
those points, he contends that he may be able to meet the
burden imposed by the Veterans Court and prevail on his
claim; if he does, the legal issue he seeks to present to this
court will not reach this court in his case.
We reject Mr. Donnellan’s reasoning and hold that the
Veterans Court’s decision falls within the class of remand
orders that we decline to review because they are not
final. In this case, as in many others, the question
whether we will review the remand order from the Veterans
Court comes down to the third factor set forth in
Williams—whether there is “a substantial risk that the
decision would not survive a remand, i.e., that the remand
proceeding may moot the issue.” Williams, 275
F.3d at 1364. Several of our cases have fleshed out the
meaning of that factor, and in so doing they have made
clear that we will not review a remand order such as the
one in this case.
In particular, our cases establish that it is not enough
that the Veterans Court “as part of a remand decision
may have made an error of law that will govern the
remand proceeding—even one that, if reversed, would
lead to a decision in favor of the claimant.” Myore v.
Principi, 323 F.3d 1347, 1352 (Fed. Cir. 2003). Rather,
the legal issue in question must be one that would be
effectively unreviewable at a later stage in the litigation.
Id. The risk that a decided issue will not survive a remand
does not include the possibility that the appellant
will prevail on remand and therefore will not need to take
another appeal. See id. at 1351-52 (test for whether issue
may evade review is whether, if the claimant loses on
DONNELLAN v. DVA 7
remand, the claimant will not be able to raise the issue on
appeal from an adverse final judgment); Winn v. Brown,
110 F.3d 56, 57 (Fed. Cir. 1997). Rather, the remand
action itself must “independently violate the rights of the
veteran, for example, where a remand would be barred by
statute.” Joyce v. Nicholson, 443 F.3d 845, 849 (Fed. Cir.
2006). That is, the appellant’s claim must be that he has
a legal right not to be subjected to a remand. In such a
case, the appellant’s argument that he has a right not to
be forced to undergo a remand would necessarily and
forever be lost if the case is remanded without an opportunity
for appellate review of his claim.
Our cases have applied that principle in a variety of
settings. For example, in Adams we reviewed a remand
order because the veteran claimed that he had a right to
judgment without a remand, and “the order of the Veterans
Court requiring him to undergo a remand before
obtaining appellate relief would defeat the very right he
asserts, i.e., his right to an immediate judgment without
the necessity of a remand.” 256 F.3d at 1321.
Likewise, in Stevens v. Principi, 289 F.3d 814, 817
(Fed. Cir. 2002), this court entertained an appeal from a
remand order because the claimant argued that the
remand was “ordered for a prohibited purpose” and that
he was “entitled to a decision in his favor without the
need for a remand.” In that case, we held that the appeal
fell within the exception to the rule against entertaining
non-final orders because the appellant’s claim was that
the remand order adversely affected him “by violating his
right to an immediate decision on his claim,” id., a right
that, if he was correct in his assertion, would be lost by
the very act of remanding.
DONNELLAN v. DVA 8
In Byron v. Shinseki, 670 F.3d 1202 (Fed. Cir. 2012),
we reiterated the requirements for finding that a case
falls within the exception to the rule regarding non-final
appeals. The Veterans Court in that case made a legal
determination that it did not have the authority to consider
evidence and make factual findings in the first
instance when the Board had failed to do so. The court
therefore remanded the case to the Board to make such
findings. We addressed the issue of the Veterans Court’s
authority because, if we had not, the veteran’s claim that
the Veterans Court has the legal authority to make factual
findings in the first instance would never have been
subject to review, regardless of whether the veteran had
won or lost in the remand proceedings before the Board.
In this case, Mr. Donnellan’s argument is not that he
has a legal right not to undergo a remand, but rather that
the remand proceedings should be conducted under a
different legal standard than that ordered by the Veterans
Court. As such, this is a classic case of a non-final
order: Even if we were to address the merits and uphold
Mr. Donnellan’s legal claim, the case would still have to
be remanded for further proceedings under that standard.
For that reason, this case does not fit into the exception to
our rule against entertaining appeals from non-final
orders of the Veterans Court. Instead, it is a case like
many others in which remand proceedings have been
ordered under standards that the appellant does not
agree with.
Were we to accept Mr. Donnellan’s framing of the exception
to the rule against review of remand orders, the
exception would swallow the rule. Because our review of
decisions of the Veterans Court is typically limited to
legal issues, 38 U.S.C. § 7292(d)(2), remand orders that
we are asked to review are generally those in which the
DONNELLAN v. DVA 9
Veterans Court has decided a legal issue that will govern
the remand proceedings. And in virtually any case that is
remanded, it is possible that the veteran will win even
under the legal standard adopted by the Veterans Court.
(Otherwise, why the remand?) Because this is not a case
in which the veteran’s claim is that he has a legal right
not to be forced to undergo a remand, we hold that the
remand order in this case falls within the category of nonfinal
orders that we decline to review.
No costs.
DISMISSED
Wednesday, March 21, 2012
Federal Circuit, Ebel v. Shinseki, No. 2011-7125 (Decided: March 21, 2012) ; Non-Final Remands Three Williams Conditions, Williams, 275 F.3d at 1364
Excerpt from decision below:
"Thus, we generally do not review the Veterans Court’s
remand orders because they are not final decisions.
Joyce, 443 F.3d at 849 (“We have repeatedly made clear
EBEL v. DVA 6
that a decision by the [Veterans Court] remanding to the
Board is non-final and not reviewable.”); Jones v. Nicholson,
431 F.3d 1353, 1357 (Fed. Cir. 2005); Williams, 275
F.3d at 1363; Adams v. Principi, 256 F.3d 1318, 1321
(Fed. Cir. 2001). We will depart from this strict rule of
finality only when three conditions (the Williams conditions)
are met:
(1) [T]here must have been a clear and final decision of a legal issue that (a) is separate from the remand proceedings, (b) will directly govern the remand proceedings or, (c) if reversed by this court, would render the remand proceedings unnecessary; (2) the resolution of the legal issues
must adversely affect the party seeking review; and, (3) there must be a substantial risk that the decision would not survive a remand, i.e., that the
remand proceeding may moot the issue. Williams, 275 F.3d at 1364 (footnotes omitted); see Mlechick v. Mansfield, 503 F.3d 1340, 1343 (Fed. Cir.
2007); Joyce, 443 F.3d at 849; Jones, 431 F.3d at 1358.
======================================
"Nevertheless, Mrs. Ebel argues that case law requires us to find that her challenge to the Veterans Court’s decision to remand satisfies the first Williams condition.
While we have previously found that a decision to remand could constitute a clear and final legal decision satisfying the first Williams condition, this case is distinguishable. Unlike other cases, such as Byron v. Shinseki, where the
Veterans Court explicitly analyzed its statutory authority and held that it did not have the authority to reverse and must remand, the court here made no such legal determination and Mrs. Ebel does not allege that any statute was violated. No. 2011-7170, slip op. (Fed. Cir. Feb. 17, 2012)(finding the first condition met where the Veterans Court decision analyzed case law to determine that reversal was precluded and remand was required); see Joyce, 443 F.3d at 849 (“We have repeatedly made clear that a decision by the [Veterans Court] remanding to the Board is non-final and not reviewable. . . . [unless] the remand action itself
EBEL v. DVA 9
would independently violate the rights of the veteran, for example, where a remand would be barred by statute.”).
Rather, the Veterans Court evaluated the Board’s factual determinations and remanded because the “Board did not adequately consider the evidence of record” such that the Board’s “statements of reasons and bases [were] inadequate
to facilitate review.” Ebel, 2011 WL 378851, at *3-4. The basis of this remand is most similar to that of Williams, where we held that the first condition was not met because “the [Veterans Court] has merely remanded for further consideration of the issues by the Board as a predicate to further review of those issues by the [Veterans Court].” 275 F.3d at 1365."
=========================
United States Court of Appeals
for the Federal Circuit
__________________________
GINETTE J. EBEL,
Claimant-Appellant,
v.
ERIC K. SHINSEKI, SECRETARY OF VETERANS
AFFAIRS,
Respondent-Appellee.
__________________________
2011-7125
__________________________
Appeal from the United States Court of Appeals for
Veterans Claims in case no. 08-4130, Judge Frank Q.
Nebeker.
__________________________
Decided: March 21, 2012
__________________________
PHILIP ANDREW RILEY, Finnegan, Henderson,
Farabow, Garrett & Dunner, LLP, of Washington, DC,
argued for claimant-appellant. With him on the brief
were DORIS JOHNSON HINES and RONALD L. SMITH.
MARTIN F. HOCKEY, JR. Assistant Director, Commercial
Litigation Branch, Civil Division, United States
Department of Justice, of Washington, DC, argued for
respondent-appellee. With him on the brief were TONY
EBEL v. DVA 2
WEST, Assistant Attorney General, JEANNE E. DAVIDSON,
Director, and LAUREN A. WEEMAN, Trial Attorney. Of
counsel on the brief were DAVID J. BARRANS, Deputy
Assistant General Counsel, and RACHAEL T. SHENKMAN,
Attorney, United States Department of Veterans Affairs,
of Washington, DC.
__________________________
Before PROST, SCHALL, and REYNA, Circuit Judges.
PROST, Circuit Judge.
Ginette J. Ebel appeals a decision of the United States Court of Appeals for Veterans Claims (“Veterans Court”) to vacate and remand the decision of the Board of Veterans’ Appeals (“Board”) denying Mrs. Ebel’s claim for service connection on behalf of her deceased husband. Ebel v. Shinseki, No. 08-4130, 2011 WL 378851 (Vet. App. Feb. 7, 2011). Because the decision of the Veterans Court
was not a final decision, we dismiss the appeal for lack of jurisdiction.
BACKGROUND
Lowell A. Ebel (“the veteran”) served in the U.S.
Army and then the U.S. Navy in the 1960s. Specifically,
from February 1966 to February 1967 and from November
1968 to November 1969, Mr. Ebel served in Vietnam.
The veteran was honorably discharged and subsequently
received service connection compensation for arthritis and
hearing loss. In November 1993, Mr. Ebel had a malignant
melanoma surgically removed from his umbilicus.
The malignant melanoma continued to spread and in
October 1994, he died from respiratory arrest ultimately
due to malignant melanoma.
EBEL v. DVA 3
Mrs. Ebel, the surviving widow, filed an Application
for Dependency and Indemnity Compensation (“DIC”),
alleging that her husband’s death was service connected.
Specifically, Mrs. Ebel argued that her husband’s malignant
melanoma was the result of his exposure to Agent
Orange and extensive sunlight while serving in Vietnam.
In November 1994 and in May 1998, the Department of
Veterans Affairs (“VA”) Regional Office (“RO”) denied
Mrs. Ebel’s claim for service connection.
In 2004, Mrs. Ebel filed the current claim for service
connection and submitted an internet article discussing
an Air Force study that found an elevated risk of melanoma
in Air Force veterans who were exposed to Agent
Orange. After the RO refused to reopen the claim, the
Board reopened and remanded the claim, finding that the
internet article constituted new and material evidence
that needed to be considered in addition to the veteran’s
medical records.
On remand, a VA medical examiner reviewed the
medical records on file, including those created during his
period of service and leading up to Mr. Ebel’s death, and
various articles regarding the correlation between melanoma
and Vietnam veterans. In his April 2008 VA opinion
(“examiner’s opinion”), the examiner determined that
“[i]t is at least as likely as not . . . that the veteran’s
melanoma was causally related to his active duty service,
including exposure to herbicide agents and sunlight.” J.A.
50. The RO again denied the claim, finding that “the
examiner[‘s] opinion is unsubstantiated by the medical
evidence of record” and otherwise there was “no evidence
showing malignant melanoma manifest to a compensable
degree within the one year presumptive period following
discharge from service.” J.A. 43. Mrs. Ebel appealed.
EBEL v. DVA 4
On October 21, 2008, the Board affirmed the RO’s denial.
While the Board noted the various medical records
documenting Mr. Ebel’s health from his time in service
until his death in 1994, it based its decision on the relative
weight of the examiner’s opinion as compared to
various National Academy of Science (“NAS”) reports. It
found that the “April 2008 opinion is certainly competent
evidence of causation and must be considered,” but concluded
that this one opinion was not entitled to more
weight than the VA findings based on the NAS reports.
J.A. 24-26. The Board reasoned that if “credible evidence
for an association between a disorder and herbicide
exposure was equal to or outweighed the evidence
against, then by law [the] VA would be required to establish
a presumption.” J.A. 26. Because no presumption
could be established, the Board concluded that the medical
opinion could not be sufficient to establish a service
connection.
On appeal, the Veterans Court vacated and remanded.
It held that “the Board improperly weighed the
VA [examiner’s] opinion providing a direct nexus against
the NAS studies that pertain to whether a disease should
be considered presumptively due to exposure to Agent
Orange.” Ebel, 2011 WL 378851, at *3. Because the
Board improperly weighed direct service connection
evidence against presumptive service connection evidence,
the Veterans Court found that the Board “did not adequately
consider the evidence of record” and its “statement
of reasons and bases [was] inadequate to facilitate
review.” Id. at *3-4. The Veterans Court ordered the
Board to properly consider the examiner’s opinion and
other direct service connection evidence and to determine
whether, in view of this evidence, equipoise exists warranting
grant of direct service connection. Id. at *4.
EBEL v. DVA 5
DISCUSSION
The threshold issue in this case is whether this court
has jurisdiction over Mrs. Ebel’s appeal. Our jurisdiction to review decisions of the Veterans Court is governed by 38 U.S.C. § 7292. Under § 7292, we have “exclusive jurisdiction to review and decide any challenge to the validity of any statute or regulation, or an interpretation thereof,” but, absent a constitutional issue, we cannot review factual determinations or challenges to the application of a law or regulation to facts. 38 U.S.C. § 7292(c)-(d).
Unlike statutes governing cases appealed from other tribunals, this provision does not explicitly premise appellate review on the finality of the Veterans Court’s decision. Compare 28 U.S.C. § 1295(a)(1) (conferring jurisdiction over “an appeal from a final decision of a district court”) with 38 U.S.C. § 7292(a) (“After a decision of the [Veterans Court] is entered in a case, any party to
the case may obtain a review of the decision . . . .”).
Nonetheless, we have “‘generally declined to review nonfinal orders of the Veterans Court.’” Joyce v. Nicholson, 443 F.3d 845, 849 (Fed. Cir. 2006) (quoting Williams v. Principi, 275 F.3d 1361, 1363 (Fed. Cir. 2002)). This finality rule serves several purposes: it “promot[es] efficient judicial administration,” “emphasize[s] the deference that appellate courts owe to the trial judge,” and
“reduces harassment of opponents and the clogging of the courts through successive appeals.” Williams, 275 F.3d at 1364 (citing Firestone Tire & Rubber Co. v. Risjord, 449 U.S. 368, 374 (1981)).
Thus, we generally do not review the Veterans Court’s remand orders because they are not final decisions. Joyce, 443 F.3d at 849 (“We have repeatedly made clear
EBEL v. DVA 6
that a decision by the [Veterans Court] remanding to the Board is non-final and not reviewable.”); Jones v. Nicholson, 431 F.3d 1353, 1357 (Fed. Cir. 2005); Williams, 275 F.3d at 1363; Adams v. Principi, 256 F.3d 1318, 1321 (Fed. Cir. 2001). We will depart from this strict rule of finality only when three conditions (the Williams conditions) are met:
(1) [T]here must have been a clear and final decision of a legal issue that (a) is separate from the remand proceedings, (b) will directly govern the remand proceedings or, (c) if reversed by this court, would render the remand proceedings unnecessary; (2) the resolution of the legal issues
must adversely affect the party seeking review; and, (3) there must be a substantial risk that the decision would not survive a remand, i.e., that the
remand proceeding may moot the issue. Williams, 275 F.3d at 1364 (footnotes omitted); see Mlechick v. Mansfield, 503 F.3d 1340, 1343 (Fed. Cir.
2007); Joyce, 443 F.3d at 849; Jones, 431 F.3d at 1358.
This exception to the finality rule is narrow. Jones, 431 F.3d at 1358 & n.3 (noting that the Supreme Court has emphasized that departures from the finality rule should occur “‘only when observance of it would practically defeat
the right to any review at all’” (quoting Flanagan v. United States, 465 U.S. 259, 263 (1984))); Conway v. Principi, 353 F.3d 1369, 1374 (Fed. Cir. 2004) (explaining that the Williams conditions are met only in rare circumstances);
Adams, 256 F.3d at 1321 (noting that the finality rule should only give way in “unusual circumstances”).
EBEL v. DVA 7
The remand order in this case does not meet the narrow exception articulated in Williams.1 Upon a close reading of the remand order, we do not find that the
Veterans Court made a clear and final decision on a legal issue as necessary under the first Williams condition. Mrs. Ebel does not allege that the remand order misinterprets any statutory or regulatory language or misapplies
binding case law.2 Rather, Mrs. Ebel alleges that the Veterans Court committed error by remanding and that it should have found that the examiner’s report was sufficient to establish direct service connection and reversed.
This is not a legal issue over which we have jurisdiction but rather presents questions of fact and questions of law
1 If we were to hold otherwise, then virtually any
petitioner would satisfy the Williams conditions by
merely appealing a remand order and arguing that the
petitioner was entitled to a reversal on the record. Such a
holding would cause the allegedly narrow exception under
Williams to swallow our strict rule of finality.
2 Unlike the remand order here, prior remand orders
in which we have found the first Williams condition
satisfied involved the Veterans Court’s interpretation of statutes or regulations, or binding case law. See, e.g., Vazquez-Flores v. Shinseki, 580 F.3d 1270, 1275 (Fed. Cir. 2009) (finding the clear and final decision was that 38
U.S.C. § 5103(a) required the VA to provide a veteran with relevant criteria); Mlechick, 503 F.3d at 1343-44(holding that the clear and final legal decision was the Veterans Court’s interpretation of the rule of prejudicial error); Smith v. Nicholson, 451 F.3d 1344, 1348 (Fed. Cir. 2006) (finding that the court’s interpretation of the regulations was a clear and final decision on a legal issue); Myore v. Principi, 323 F.3d 1347, 1351 (Fed. Cir. 2003)(finding that the Veterans Court’s interpretation of §§ 1310(a) and 1110 was a clear and final decision on a
legal issue).
EBEL v. DVA 8
applied to fact. 38 U.S.C. § 7292; see Cook v. Principi, 353 F.3d 937, 941 (Fed. Cir. 2003). To evaluate the issue Mrs. Ebel appeals, first we would need to analyze the surrounding facts, such as whether the examiner’s opinion is
the only evidence on record and is sufficient, standing alone, to establish a direct service connection; then, we would need to evaluate the remand decision for an abuse of discretion. See Appellant’s Br. 20-21 (asking this court
to determine that Mrs. Ebel satisfied the requirements necessary to prove entitlement to DIC). Because the issue Mrs. Ebel raises is not a legal one, she does not satisfy the jurisdictional requirements for non-final orders articulated in Williams. To hold otherwise would lead to the odd result that an appeal could satisfy the first condition under Williams—that there was a clear and final decision of a legal issue—but not the jurisdictional statute limiting our jurisdiction to questions of law.
Nevertheless, Mrs. Ebel argues that case law requires us to find that her challenge to the Veterans Court’s decision to remand satisfies the first Williams condition.
While we have previously found that a decision to remand could constitute a clear and final legal decision satisfying the first Williams condition, this case is distinguishable. Unlike other cases, such as Byron v. Shinseki, where the
Veterans Court explicitly analyzed its statutory authority and held that it did not have the authority to reverse and must remand, the court here made no such legal determination and Mrs. Ebel does not allege that any statute was violated. No. 2011-7170, slip op. (Fed. Cir. Feb. 17, 2012)(finding the first condition met where the Veterans Court decision analyzed case law to determine that reversal was precluded and remand was required); see Joyce, 443 F.3d at 849 (“We have repeatedly made clear that a decision by the [Veterans Court] remanding to the Board is non-final and not reviewable. . . . [unless] the remand action itself
EBEL v. DVA 9
would independently violate the rights of the veteran, for example, where a remand would be barred by statute.”).
Rather, the Veterans Court evaluated the Board’s factual determinations and remanded because the “Board did not adequately consider the evidence of record” such that the Board’s “statements of reasons and bases [were] inadequate
to facilitate review.” Ebel, 2011 WL 378851, at *3-4. The basis of this remand is most similar to that of Williams, where we held that the first condition was not met because “the [Veterans Court] has merely remanded for further consideration of the issues by the Board as a predicate to further review of those issues by the [Veterans Court].” 275 F.3d at 1365. Mrs. Ebel counters that her case is more analogous to Adams, a pre-Williams case in which we reviewed a non-final remand order. Yet, the decision in Adams is limited. According to the opinion, the case presented “unusual circumstances”—the veteran had already established entitlement to compensation based on a presumptive service connection and was arguing that because he had an established right to a favorable decision, the remand was prohibited. Adams 256 F.3d at 1321; see also Stevens v. Principi, 289 F.3d 814, 817 (Fed. Cir. 2002) (finding the first condition met where the veteran presented similarly unusual circumstances).
Mrs. Ebel’s appeal does not present these unusual circumstances. There was no finding that Mrs. Ebel has an entitlement to a finding of direct service
connection3 and Mrs. Ebel does not allege that the re-
3 On appeal, Mrs. Ebel has represented that the examiner’s
opinion is the only evidence of direct service
connection and thus entitlement is guaranteed. The
record suggests otherwise. The Board’s decision describes
various service records and personal medical records that
are already in the record but were not considered when
the Board weighed the evidence. See J.A. 22-24, 43. As
the Secretary indicated during oral argument, in addition
EBEL v. DVA
10
mand was for a prohibitive purpose or violated statutory
authority. Thus, Mrs. Ebel has failed to identify a clear
and final decision on a legal issue over which this court
has jurisdiction and our case law is of no avail to her.
In order for this court to have jurisdiction over a nonfinal
remand order, each of the Williams conditions must
be met. Because Mrs. Ebel has not met the first Williams
condition, we dismiss her appeal for lack of jurisdiction.
DISMISSED
to the examiner’s opinion, those records are pertinent to a
direct service connection determination.
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