Wednesday, September 26, 2012
Some Pain-reliving Medicines Linked to Hearing Loss
Full article at: Popular Pain-relieving Medicines Linked to Hearing Loss in Women
Excerpt:
"According to a new study by researchers at Brigham and Women's Hospital (BWH), women who took ibuprofen or acetaminophen two or more days per week had an increased risk of hearing loss. The more often a woman took either of these medications, the higher her risk for hearing loss. Also, the link between these medicines and hearing loss tended to be greater in women younger than 50 years old, especially for those who took ibuprofen six or more days per week.
There was no association between aspirin use and hearing loss.
The study will be published in the September 15, 2012 issue of the American Journal of Epidemiology."
Sunday, September 23, 2012
Pensions for Veterans Over 65 yrs.
Excerpt from article: A Little-Known Benefit for Aging Veterans
By SUSAN SELIGER
September 19, 2012
"“What people don’t know is that when wartime veterans turn 65, the V.A. automatically classifies them as ‘totally disabled,’ ” Ms. Burak said. And if they meet income and asset criteria, they are eligible for a basic pension."
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VA Veterans Pension Program
"What is VA Pension for Veterans?
Pension is a benefit paid to wartime Veterans who have limited or no income, and who are age 65 or older, or, under 65, and are permanently and totally disabled, or, a patient in a nursing home, or, are recieiving Social Secruity disability payments."
Saturday, September 22, 2012
September 2012, VA's Claim Backlog at 895,248
Full article at: VA’s claims backlog continues to push 900,000
Excerpt:
"On Sept. 17, the department reported it had 895,248 compensation and pension entitlement claims pending, with 592,792, or 66 percent, pending for more than 125 days.
In sheer numbers, this marks a marginal improvement since April, when VA reported what veterans groups described as a staggering backlog of claims -- 897,566. Though officials managed to whittle that backlog down by 2,318 claims during the past six months, the number of claims pending for more than 125 days edged up 1.2 percent during that period."
Friday, September 21, 2012
Clinical Trial Involving Limb Muscle Repair, Seeking Participants
Traumatic Limb Muscle Loss Clinical Trials, please contact Allyson LaCovey at 412-624-5308 or lacoveya2@upmc.edu. More information about the trial can be found on this study recuitment flyer, at the trial website, or Dr. Badylak's laboratory website.
Trial Website: Traumatic Limb Muscle Loss Clinical Trials
"Musculotendinous Tissue Unit Repair and Reinforcement (MTURR) with the Use of Biologic Scaffolds for Patients Suffering From Severe Skeletal Muscle Injury
We are conducting a research study to help us improve the surgical treatment of people who have suffered a severe loss of muscle and/or tendon tissue as a result of an injury to their arms or legs. You will undergo a standard reconstructive surgical procedure that is performed at UPMC hospitals to repair muscle and tendon tissue.
During this surgical procedure, you also will receive an extracellular matrix (ECM), a material that functions outside of the body's cells to lay a framework to provide structural support for cells to grow on. This matrix has been developed to strengthen and reinforce the surgically repaired muscle tendons, and it provides a structural framework to support the growth of new tissue and blood vessels in that area.
The ECM has been approved by the Food and Drug Administration as an "implantable device." It is made from cow tissue and composed mostly of collagen (a naturally occurring protein in our bodies). In this study, an FDA-approved ECM device will be used during the surgical repair procedure. The operative procedure for this study is considered a research procedure.
The goal of this research study is to observe how each person’s injuries heal over time, and to measure changes in the functional ability of the repaired limb during a six-month, postsurgical follow-up period. We plan to enroll in the study approximately 40 adults, male or female, civilian or military personnel, 18 to 60 years of age."
Thursday, September 20, 2012
Single Judge Application, 38 C.F.R. 3.304(f)(5); Personal Assault; Behavioral Changes; Menegassi v. Shinseki, 638 F.3d 1379, 1382 (Fed. Cir. 2011):
Excerpt from decision below:
"38 C.F.R. § 3.304(f)(5), which states:
If a [PTSD] claim is based on in-service personal assault, evidence from
sources other than the veteran's service records may corroborate the veteran's account of the stressor incident. Examples of such evidence include, but are not limited to: records from . . . mental health counseling centers . . . or physicians . . . and statements from family members . . . . Evidence of behavior changes following the claimed assault is one type of relevant evidence that may be found in these sources.
Examples of behavior changes that may constitute credible evidence of the stressor include, but are not limited to: a request for a transfer to another military duty assignment; deterioration in work performance; substance abuse; episodes of depression . . . ; or unexplained economic or social behavior changes. . . . VA may submit any evidence that it receives to an appropriate medical or mental health professional for an opinion as to whether it indicates that a personal assault occurred. 38 C.F.R. § 3.304(f)(5).
In Menegassi v. Shinseki, 638 F.3d 1379, 1382 (Fed. Cir. 2011) the U.S.
Court of Appeals for the Federal Circuit (Federal Circuit) held that under § 3.304(f)(5), " medical opinion evidence may be submitted for use in determining whether the occurrence of a stressor is corroborated." See also Patton, 12 Vet.App. at 280 (rejecting the requirement that "something more than medical nexus evidence is required to fulfill the requirement for 'credible supporting evidence'" in personal-assault cases (quoting Cohen v. Brown, 10 Vet.App. 128, 145 (1997))). Accordingly, the Federal Circuit held that a favorable medical opinion diagnosing PTSD must be weighed against all other evidence of record for purposes of determining whether a claimed in-service sexual assault has been corroborated. Menegassi, 638 F.3d at 1382 n.1."
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Designated for electronic publication only
UNITED STATES COURT OF APPEALS FOR VETERANS CLAIMS
NO. 10-0376
ROBERT R. WAYNE, APPELLANT,
V.
ERIC K. SHINSEKI,
Before SCHOELEN, Judge.
MEMORANDUM DECISION
Note: Pursuant to U.S. Vet. App. R. 30(a), this action may not be cited as precedent.
SCHOELEN, Judge: The appellant, Robert R. Wayne, appeals through counsel
an October
19, 2009, Board of Veterans' Appeals (Board) decision that denied his
claim for entitlement to
service connection for post-traumatic stress disorder (PTSD). Record of
Proceedings (R.) at 3-11.
This appeal is timely, and the Court has jurisdiction to review the
Board's decision pursuant to
38 U.S.C. §§ 7252(a) and 7266(a). Single-judge disposition is
appropriate. Frankel v. Derwinski,
1 Vet.App. 23, 25-26 (1990). For the following reasons, the Court will
vacate the October 19, 2009,
Board decision and remand the matter for further proceedings consistent
with this decision.
I. BACKGROUND
The appellant served on active duty in the U.S. Air Force from October
1962 to June 1965.
R. at 574. The present appeal stems from the appellant's February 2003
claim for entitlement to
service connection for PTSD resulting from an alleged in-service sexual
assault that occurred on
August 5, 1964. R. at 653-70, 713-28. The appellant's service medical
records (SMRs) are silent
regarding the claimed assault. However, an SMR from that night shows that
the appellant reported
to sick call at 0300 hours with a laceration over his right eye, which
required sutures, and a small
laceration inside his mouth. R. at 669. Although the SMR contains a note
that the appellant fell in
his room, the appellant has stated that he did not tell the doctors the
truth because his attackers had
threatened to kill him if he reported the incident. R. at 30, 116, 141,
169, 213, 667.
The appellant's medical records show that in July1966 he reported a "long
historyof nervous
problems associated with chest pain and weight gain." R. at 630. He was
treated at the Iroquois
Center for Human Development for severe depression and anxiety from June
1976 through
December 1979. R. at 502, 504. Treatment records from 1993 through 1994
also show that he
received treatment for major depressive disorder. R. at 310-44. The
appellant was diagnosed with
PTSD from military sexual trauma in 2002 and received individual
psychotherapy at the Topeka,
Kansas, VA Medical Center. R. at 687-92, 701-04, 708-12; see also R. at 40-
137, 255-86. Although
the appellant has stated that he did not know the identity of his
attackers (R. at 30, 170, 220), an
April 2007 VA psychiatrist's note includes a notation that the "[patient]
found out that his attacker
from the military is dead and has stopped feeling like he needs to have a
gun in his pick up." R. at
95.
In 2003, the appellant submitted lay statements from his wife and daughter
who related that
the appellant told them about the in-service assault in, approximately,
1981. R. at 663-65, 725-27.
The appellant's claim was denied in October 2004, then he initiated an
appeal to the Board. R. at
204-07, 233-36, 237-49, 287-98. In July 2007, the Board remanded the
matter for additional
evidentiary development, including a VA PTSD examination. R. at 155-60.
The Board's remand
instructions included the direction that, if the appellant is diagnosed
with PTSD,
the examiner is asked to review the veteran's complete case file, and if
feasible, . . .
provide an opinion as to whether or not the veteran's behavior after
August 5, 1964,
is consistent with a reaction to a sexual assault. (The Board notes that
the veteran's
military performance reports showed improvement in the period after the
date of the
alleged assault, and that the veteran has averred that he was repeatedly
counseled by
his sergeant and threatened with formal disciplinary proceedings.)
R. at 158-59.
The appellant underwent a VA PTSD examination in July 2008, wherein he
reported the
details of the in-service assault, including that he did not know the
identity of his attackers. R. at 29-
35. The examiner diagnosed the appellant with "[PTSD], chronic, military
sexual trauma; major
depressive disorder, severe, with psychotic features (due to [PTSD])." R.
at 34. The examiner noted
that she was asked to opine "whether the appellant's level of military
performance after August 5[,
2
1964,] could be consistent with PTSD ([m]ilitary [s]exual [t]rauma)" and
provided the following
response:
Symptoms patient [is] experiencing [are] consistent with PTSD (military
sexual
trauma)[.] [H]e has been treated for these symptoms in VA bydifferent
providers for
years. According to [the Diagnostic and Statistic Manual for Mental
Disorders (4th
ed. 1994) (DSM-IV),] PTSD symptoms can appear[] not necessarily after
trauma.
PTSD can havedelayed onset when symptoms could appearlater after stressful
event
happened. Mr. Wayne['s] PTSD symptoms are caused by military sexual trauma.
R. at 35.
In its October 19, 2009, decision here on appeal, the Board denied the
appellant's claim of
entitlement to service connection for PTSD. R. at 3-11. The Board
acknowledged that there was
evidence of a diagnosis of PTSD and a link, established bythe recent
medical examination, between
the appellant's current symptoms and an in-service sexual trauma. R. at 11.
The Board denied the
claim,however,becauseit foundnocrediblesupportingevidencethattheclaimedin-
servicestressor
occurred. Id. This appeal followed.
II. ANALYSIS
The appellant argues that the Board's finding that there is no credible
supporting evidence
that the claimed in-service stressor occurred is clearly erroneous and
requires reversal. Appellant's
Brief (Br.) at 9-16. Alternatively, the appellant argues that remand is
warranted for the Board to
provide an adequate statement of reasons or bases for its decision. Id. at
16-19. The appellant also
argues, in the alternative, that a remand is warranted for VA to fulfill
its duty to assist. Id. at 19-20.
The Secretary concedes that a remand is warranted for VA to fulfill its
duty to assist and requests
that the Court not address the appellant's argument for reversal.
Secretary's Br. at 6-9. In the
alternative, the Secretary argues that the Board's decision is not clearly
erroneous and is supported
by an adequate statement of reasons or bases. Id. at 9-14.
A. Applicable Law
To establish service connection for PTSD, a claimant must present (1)
evidence of a current
diagnosis of PTSD; (2) "a link, established by medical evidence, between
current symptoms and an
in-service stressor"; and (3) "credible supporting evidence that the
claimed in-service stressor
occurred." 38 C.F.R. § 3.304(f) (2011). Because "veterans face unique
problems documenting their
3
claimed stressor in personal assault cases," the Secretary has "'provided
for special evidentiary-
development procedures' in those cases." Bradford v. Nicholson, 20 Vet.App.
200, 204 (2006)
(quoting Patton v. West, 12 Vet.App. 272, 280 (1999)). These special
procedures are detailed in 38 C.F.R. § 3.304(f)(5), which states:
If a [PTSD] claim is based on in-service personal assault, evidence from
sources other than the veteran's service records may corroborate the veteran's account of the stressor incident. Examples of such evidence include, but are not limited to: records from . . . mental health counseling centers . . . or physicians . . . and statements from
family members . . . . Evidence of behavior changes following the claimed
assault is one type of relevant evidence that may be found in these sources.
Examples of behavior changes that may constitute credible evidence of the stressor include, but are not limited to: a request for a transfer to another military duty assignment; deterioration in work performance; substance abuse; episodes of depression . . . ; or unexplained economic or social behavior changes. . . . VA may submit any evidence
that it receives to an appropriate medical or mental health professional
for an opinion
as to whether it indicates that a personal assault occurred.
38 C.F.R. § 3.304(f)(5).
In Previous HitMenegassiNext Hit v. Previous HitShinsekiNext Hit, 638 F.3d 1379, 1382 (Fed. Cir. 2011) the U.S.
In Menegassi v. Shinseki, 638 F.3d 1379, 1382 (Fed. Cir. 2011) the U.S.
Court of Appeals for the Federal Circuit (Federal Circuit) held that under § 3.304(f)(5), "medical opinion evidence may be submitted for use in determining whether the occurrence of a stressor is corroborated." See also Patton, 12 Vet.App. at 280 (rejecting the requirement that "something more than medical nexus evidence is required to fulfill the requirement for 'credible supporting evidence'" in personal-assault cases (quoting Cohen v. Brown, 10 Vet.App. 128, 145 (1997))). Accordingly, the Federal Circuit held that a favorable medical opinion diagnosing PTSD must be weighed against all other evidence of record for purposes of determining whether a claimed in-service sexual assault has been corroborated. Menegassi, 638 F.3d at 1382 n.1.
The Court reviews the Board's factual determination as to the sufficiency
of corroborative
evidence of the in-service stressor under the "clearly erroneous" standard
of review. See 38 U.S.C.
§ 7261(a)(4); Sizemore v. Principi, 18 Vet.App. 264, 270 (2004) (citing
Pentecost v. Principi,
16 Vet.App. 124, 129 (2002)) (regarding corroborative evidence). A finding
of fact is clearly
erroneous when the Court, after reviewing the entire evidence, "is left
with the definite and firm
4
conviction that a mistake has been committed." United States v. U.S.
Gypsum Co., 333 U.S. 364,
395 (1948); see also Gilbert v. Derwinski, 1 Vet.App. 49, 52 (1990).
The Board must also provide a statement of the reasons or bases for its
determination,
adequate to enable an appellant to understand the precise basis for its
decision, as well as to facilitate
review in this Court. 38 U.S.C. § 7104(d)(1); see Allday v. Brown, 7 Vet.
App. 517, 527 (1995);
Gilbert, 1 Vet.App. at 56-57. To comply with this requirement, the Board
must analyze the
credibility and probative value of the evidence, account for the evidence
it finds persuasive or
unpersuasive, and provide the reasons for its rejection of any material
evidence favorable to the
claimant. Caluza v. Brown, 7 Vet.App. 498, 506 (1995), aff'd per curiam,
78 F.3d 604 (Fed. Cir.
1996) (table).
B. The Appellant's Argument for Reversal
This Court has held that "reversal is the appropriate remedy when the only
permissible view
of the evidence is contraryto the Board's decision." Gutierrez v. Principi,
19 Vet.App. 1, 10 (2004)
(citing Johnson v. Brown, 9 Vet.App. 7, 10 (1996)). Remand is the
appropriate remedy "where the
Board has incorrectly applied the law, failed to provide an adequate
statement of reasons or bases
for its determinations, or where the record is otherwise inadequate."
Tucker v. West, 11 Vet.App.
369, 374 (1998). Because the appellant has requested reversal as the
remedy in this case, and only
argues alternatively for remand, the Court will address the appellant's
arguments for reversal first.
See Mahl v. Principi, 15 Vet.App. 37, 38 (2001) (per curiam order) (
holding that "if the proper
remedy is a remand, there is no need to analyze and discuss all the other
claimed errors that would
result in a remedy no broader than a remand" (emphasis added)).
The appellant argues that the Board's finding that there is no credible
supporting evidence
that the claimed in-service stressor occurred is clearly erroneous because
the 2008 VA medical
examiner made a contrary finding. Appellant's Br. at 10. The Secretary
attempts to refute this
argument and incorrectly argues that "[a]n opinion by a mental health
professional based on
post[]serviceexamination ofa claimant cannot be used to establish
occurrence of in-servicestressor,
for purposes of service connection for PTSD." Secretary's Br. at 13 (
citing Cohen, 10 Vet.App. at
128). Although a mental-health professional's postservice examination
generally cannot be used to
establish the occurrence of an in-service stressor, Cohen, 10 Vet.App. at
145, the Court has found
5
the rule in Cohen not operative where the stressor arises from a personal
assault. Patton,
12 Vet.App. at 280. Even assuming there was any doubt as to the
applicability of Cohen in sexual
assault cases, the Federal Circuit's recent decision in Menegassi, 638 F.
3d at 1382, clearly held that the Secretary's regulation, 38 C.F.R. § 3.304(f)(5), permits medical opinion evidence to corroborate an in-service stressor. See also 67 Fed. Reg. 10,330 (Mar. 7, 2002) (stating that "[o]pinions given by [medical or mental health] professionals are not binding upon VA, but instead are weighed along with all the evidence provided").
NotwithstandingtheSecretary'serroneous statementofthelaw,theCourt doesnot
agreewith
the appellant's interpretation of the 2008 medical examiner's opinion and
therefore reversal is not
warranted. See Gutierrez and Johnson, both supra. The appellant argues
that the examiner
"corroborated the assault by stating that [the appellant's] symptoms,
particularly his flashbacks and
nightmares, were consistent with such an assault." Id. at 15 (citing R. at
34). While it is true that
the examiner attributed the appellant's current symptoms to the alleged in-
service assault, the
examiner did not answer the salient question posed, i.e., whether the
appellant's behavior following
August 5, 1964, is consistent with a reaction to a sexual assault. R. at
159. In this regard, the Court
notes that both the examiner and the Board incorrectly stated that the
examiner was asked to opine
"whether the [v]eteran's level of military performance after the date of
the alleged rape could be
consistent with his having experienced the sexual trauma."1
R. at 8; see also R. at 35. However, as
noted above, the Board's 2007 remand instructions posed a broader question,
i.e., "whether or not
the veteran's behavior after August 5, 1964, is consistent with a reaction
to a sexual assault." R. at
158-59; see Stegall v. West, 11 Vet.App. 268, 271 (1998) (holding that a
remand by the Board
confers on the veteran, as a matter of law, the right to compliance with
the remand orders, and the
Board itself errs when it fails to ensure compliance with the terms of
such a remand). This
distinction is significant because a "deterioration in work performance"
is only one example of
behavior changes that may constitute credible evidence of the stressor.
See 38 C.F.R. § 3.304(f)(5).
The Court further notes that not only did the examiner misconstrue the
question she was
asked, but she also failed to answer even this narrow question. See R. at
35.
1
6
The Court therefore finds that the examiner's failure to answer the
question whether the
appellant's behavior following August 5, 1964, is consistent with a
reaction to a sexual assault
renders the report inadequate. See Barr v. Nicholson, 21 Vet.App. 303, 311 (
2007) (holding that
"once the Secretary undertakes the effort to provide an examination when
developing a service-
connection claim, . . . he must provide an adequate one"); see also Nieves-
Rodriguez v. Peake,
22 Vet.App. 295, 301 (2008) (noting that "a medical examination report
must contain not only clear
conclusions with supporting data, but also a reasoned medical explanation
connecting the two");
Stefl v. Nicholson, 21 Vet.App. 120, 124-25 (2007) (stating that the Board
may not assess the
probative value of "a mere conclusion by a medical doctor"). When a report
is confusing or
incomplete, the Board should remand the case for clarification or obtain a
new report. See Bowling
v. Principi, 15 Vet.App. 1, 12 (2001) (citing 38 C.F.R. § 19.9(a) (2000)
when holding that the Board
has a duty to remand a case "[i]f further evidence or clarification of the
evidence or correction of a
procedural defect is essential for a proper appellate decision").
Accordingly, because the VA
medical examiner's report is inadequate, the Court finds that the
appropriate remedyis to remand the
matter to the Board for further development. See Barr, Tucker, and Stegall,
all supra.
C. The Board's Statement of Reasons or Bases
1. The 2008 Examiner's Report
The Court notes that even if the VA medical examiner had opined, one way
or the other,
whether the appellant's behavior was consistent with an in-service assault,
the Board would not have
been bound by the examiner's determination. Rather, as noted by the
Federal Circuit in Menegassi,
"the submission of a medical opinion, pursuant to 38 C.F.R. § 3.304(f)(5),
does not preclude the
Board from making a factual determination regarding the weight to be given
that opinion." 638 F.3d
at 1382 n.1.
In the instant case, the Board attempted to rehabilitate the examiner's
opinion by stating that
she "indirectly answered th[e] question [posed] bynoting that the [v]
eteran's (current) symptoms are
consistent with PTSD, and not[ing] that the DSM[-]IV PTSD symptoms can
appear not necessarily
after trauma, but can have delayed onset." R. at 8-9 (emphasis added).
This is problematic for two
reasons. First, the Court is unable to understand how the examiner's
general statement that PTSD
symptoms can have "delayed onset" answers the true question that was posed,
i.e., "whether or not
7
the veteran's behavior after August 5, 1964, is consistent with a
reaction to a sexual assault." R. at
159. Second, the Board's discussion of the examiner's report stopped short
of drawing any
conclusion whether it corroborated the in-service stressor, which was part
of the purpose for the
examination. Hence, even assuming the Court did not find the examiner's
report inadequate, the
Board's statement of reasons or bases fails to provide an adequate
discussion of the probative weight
of the doctor's opinion for the Court to review. See Hensley v. West, 212
F.3d 1255, 1263 (Fed. Cir.
2000) (stating that "appellate tribunals are not appropriate fora for
initial fact finding"); Owens v.
Brown, 7 Vet.App. 429, 433 (1995) (holding that the Board is responsible
for assessing the
credibility and weight of evidence and that the Court may overturn the
Board's decision only if it is
clearly erroneous); see also Allday, Caluza, and Gilbert, all supra.
2. The Appellant's Lay Statements
The Court will also address the Board's discussion of the appellant's lay
evidence because
it necessarily relates to any subsequent medical opinion that is based
upon those laystatements. See
Coburn v. Nicholson, 19 Vet.App. 427, 432 (2006) ("[R]eliance on a
veteran's statement renders a
medical report incredible only if the Board rejects the statements of the
veteran.");
Kowalski v. Nicholson,19 Vet.App. 171, 179-80 (2005) (holding that the
Board may not disregard
a medical opinion solely on the rationale that the medical opinion was
based on a history given by
the veteran); Reonal v. Brown, 5 Vet.App. 458, 460-61 (1993) (stating that
Board may reject a
medical opinion based on facts previously found to be inaccurate); see
also Buchanan v. Nicholson,
451 F.3d 1331, 1335 (Fed. Cir. 2006) (holding that Board may not reject a
veteran's lay testimony
merely because it is not corroborated by contemporaneous medical records).
Undoubtedly, as the
finder of fact, it is the Board's province to determine the credibility
and probative weight of the
evidence before it. Washington v. Nicholson, 19 Vet.App. 362, 367-68 (2005
); Owens, supra. Here,
the Board noted that there was an inconsistency between the appellant's
statements that he did not
know the identity of his attackers, and "elsewhere in the record, where he
indicates that he learned
that his assailant had died, so he no longer needed to carry a gun." R. at
10. The Board then found
that "this sort of inconsistency regarding what he knew leads the Board to
find a lack of credibility."
Id. Without more, the Court is unable to discern whether the Board's
credibility finding is limited
solely to whether the appellant knew the identity of his attackers, or
whether the Board has
8
discounted the appellant's lay statement's entirely based on this single
notation in a medical record.
Hence, on remand, the Board must provide a clearer statement regarding its
assessment of the
appellant's layevidence and provide an adequate statement of reasons or
bases for its rejection of any
such favorable evidence. See Allday, Caluza, and Gilbert, all supra.
D. The Appellant's Remaining Arguments
Because the Court has determined that remand is the appropriate remedy,
the Court will not
at this time address the remaining arguments and issues raised bythe
appellant. See Best v. Principi,
15 Vet.App. 18, 20 (2001). "A narrow decision preserves for the appellant
an opportunity to argue
those claimed errors before the Board at the readjudication, and, of
course, before this Court in an
appeal, should the Board rule against him." Id. On remand, the appellant
is free to submit additional
evidence and argument on the remanded matters, and the Board is required
to consider any such
relevant evidence and argument. See Kay v. Principi, 16 Vet.App. 529, 534 (
2002) (stating that, on
remand, the Board must consider additional evidence and argument in
assessing entitlement to
benefit sought); Kutscherousky v. West, 12 Vet.App. 369, 372-73 (1999) (
per curiam order). The
Court has held that "[a] remand is meant to entail a critical examination
of the justification for the
decision."
Fletcher v. Derwinski, 1 Vet.App. 394, 397 (1991).
The Board must proceed expeditiously, in accordance with 38 U.S.C. § 7112 (requiring Secretary to provide for "expeditious treatment" of claims remanded by the Court).
III. CONCLUSION
After consideration of the appellant's and the Secretary's pleadings, and
a review of the
record, the October 19, 2009, Board decision is VACATED and the matter is
REMANDED for further proceedings consistent with this decision.
DATED: July 18, 2011
Copies to:
Katy S. Clemens, Esq.
VA General Counsel (027)
9
Single Judge Application, 38 C.F.R. 3.304(f)(5); Behavioral Changes One Type of Relevant Evidence; Menegassi v. Shinseki, 638 F. 3d 1379, 1382 (Fed. Cir. 2011)
Excerpt from decision below:
"The Board rejected the statements from the appellant's family members
because "none of these individuals has claimed to witness any personal assault that took place in service, and these statements were submitted seventeen years following the [v]eteran's separation from her second period of active duty." R. at 23. However, the statements submitted by the appellant's brother and sister-in-law addressed behavioral changes in the appellant between the time she joined the military and the time she returned from Spain. See R. at 386-87, 407-08, 812, 816. Evidence of behavioral changes is "one type of relevant evidence" that may corroborate the appellant's account of the in-service stressor. 38 C.F.R. § 3.304(f)(5)."
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"Furthermore, this Court has stated that "[i]f in the process of
identifying these potential sources [under §3.304 (f)(5)], a claimant provides the name or names of any persons who allegedly perpetrated the assault or the names of any potential witnesses, the Secretary's reasonable efforts to assist, as required under section 5103A(a), may also include attempting to assist the claimant in obtaining statements from these persons." Forcier v. Nicholson 19 Vet.App. 414, 422 (2006) (citing Patton, 12 Vet.App. at 280-81).
The Court notes that on at least two occasions, the appellant provided
names of people to whom she contemporaneously reported her in-service stressors. See R. at 378, 404-05. During her June 2008 testimony before the RO, while explaining the April 1983 assault at the softball field at
Portsmouth Naval Hospital, she identified the month and year of the attack,
and the name of the chief to whom she described the incident. See R. at 378. When she described being beaten by her husband for not hiding his alcohol well enough, she explained that she told her husband's petty officer and his wife. See R. at 404-05. Based on these descriptions,including the names and ranks of the individuals who might have knowledge of the event, the Board erred in concluding that the Secretary satisfied his duty to assist where he made no effort to help the appellant corroborate her stressor. See Forcier, 19 Vet.App. at 422 (finding the duty to assist had been satisfied where the Board had ordered the RO to "pursue all available avenues to assist [the veteran] in locating anyone identified for a statement regarding the claimed incident, including the two sergeants he had identified by name")."
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Designated for electronic publication only
UNITED STATES COURT OF APPEALS FOR VETERANS CLAIMS
NO. 11-3621
BC, APPELLANT,
V.
ERIC K. SHINSEKI,
SECRETARY OF VETERANS AFFAIRS, APPELLEE.
Before SCHOELEN, Judge.
MEMORANDUM DECISION
Note: Pursuant to U.S. Vet. App. R. 30(a), this action may not be cited as precedent.
SCHOELEN, Judge: The appellant, through counsel,appeals the February9,
2011, decision
of the Board of Veterans' Appeals (Board) that denied entitlement to
disability compensation for an
acquired psychiatric disorder, to include post-traumatic stress disorder (
PTSD).
Record of
Proceedings (R.) at 3-24. This appeal is timely and the Court has
jurisdiction to review the Board's
decision pursuant to 38 U.S.C. §§ 7252(a) and 7266(a). Single-judge
disposition is appropriate. See
Frankel v. Derwinski, 1 Vet.App. 23, 25-26 (1990). For the reasons that
follow, the Court will
vacatetheFebruary9,2011,
Boarddecisionandremandthematterforfurtherproceedings consistent
with this decision.
I. BACKGROUND
The appellant served in the U.S. Navyfrom October 1982 to October 1986,
and from August
1990 to June 1991, with additional Reserve service. R. at 175, 982, 1491.
In April 1984, the
appellant married a fellow Navyservicemember and requested to be
transferred to the naval hospital
in Rota, Spain, where the appellant's spouse was assigned. R. at 438. The
appellant was thereafter
transferred. R. at 452. The appellant gave birth to her first child in
December 1984. R. at 559. The
narrative summarystates that during delivery she underwent a "third degree
midline episiotomy and
repair." Id. Theappellant's June1986separationphysicaldid not note
anypsychological conditions.
R. at 588-89.
In October 1986, the appellant declined reenlistment and requested release
from active duty
and returned to the United States. R. at 416. Medical examination reports
from December 1987,
February 1990, and June 1991 did not note any psychological conditions. R.
at 594-95, 599-600,
609-10.
A September 1998 psychiatric consult report indicates that the appellant "
entered treatment
because of severe depression which she has been experiencing for four
years since her left hand was
caught in machinery at work." R. at 1443. The doctor diagnosed her with "[
m]ajor depression,
single episode, moderate." Id.
A January 2001 private treatment report indicates that the appellant
suffers from "reflex
sympathetic dystrophy" following surgery after her hand injuryNext Hit in 1994. R.
at 1414. The report
further stated that the appellant and her husband were having "
difficulties" and that he tried to make
"her into a stronger person but recently threatened to divorce her." Id.
The appellant reported a
history of childhood sexual and physical abuse by her stepfather. R. at
1415. She was diagnosed
with depression, not otherwise specified. Id.
A further January2001 psychiatric evaluation, following a hospitalization
for the appellant's
severe major depression related to use of Oxycontin, noted chronic pain
with subsequent reflex
sympathetic dystrophy; depression; family stresses including trouble with
her marriage; and "past
trauma with residual symptoms exacerbated by her pain and the trauma of
the injuries and
subsequent reflex sympathetic dystrophy and chronic pain." R. at 1289. The
doctor noted that the
appellant "suffered physical and sexual abuse from a stepfather and felt
betrayed by her mother who
rejected the [appellant's] complaints abouttheabuse." R. at 1290. The
appellant was diagnosed with
"[m]ajor depression, recurrent, with winter exacerbations, currently in
partial remission" and
"PTSD." Id. The doctor's diagnostic impressions noted that the appellant
had a "complex pattern
of PTSD" and "recurrent major depression with seasonal exacerbation." Id.
He further noted that
"[b]oth the depression and the PTSD have been exacerbated by the chronic
pain syndrome and
secondary disability reflex sympathetic dystrophy" and that her "
exacerbation of depression may
have been related in part to the Oxycontin." Id.
2
In an April 2001 progress note, the doctor noted that the appellant
admitted that she "tends
not to let her physicians know how she is doing" because she does not want
to complain. R. at 1291.
The doctor opined that "[i]t becomes clear as I get to know her that she
has some maladaptive coping
traits related to her chronic illness that involve not wanting to complain
and withdrawing from
contact and some sense of defeat." Id.
A May 2001 psychiatric treatment note indicates that the appellant was
admitted to the
hospital for "suicidal and homicidal ideation." R. at 1333. The doctor
noted that the appellant "has
had significant problems with jealousy about another woman that has been
working with her
husband, and the woman has been very forthright about wanting her husband."
Id. The doctor also
indicated that the appellant had been "somewhat secretive with her
physicians about some of her
problems." Id. A mental status examination noted that the appellant had "
bad dreams, flashbacks,
recurrent intrusive memories, and some exaggerated startle response
episodically." R. at 1334. She
was diagnosed with major depression, PTSD, and chronic pain. Id.
In May 2004, the appellant filed a claim for disability compensation for
PTSD, arguing that
its onset was 1985. R. at 1052. A June 2004 VA psychiatrynote states that
the appellant "continues
to suffer chronic PTSD symptoms secondaryto significant sexual trauma
while in the [U.S.] Navy."
R. at 1023-24, 1045. In August 2004, the regional office (RO) denied the
appellant's claim for PTSD
based on a lack of evidence of in-service sexual trauma. R. at 1018-21.
The appellant did not appeal
the denial. In January 2005, the RO requested that the appellant complete
a PTSD questionnaire,
but there is no evidence in the record that she responded. R. at 1010-11.
The appellant again filed a claim for disability compensation for PTSD in
November 2006.
R. at 990-1009. Accompanying the claim were three letters from her
treating VA psychiatrist, which
stated that the appellant's "depressive symptoms and PTSD symptoms
originated following a sexual
trauma and abuse she sustained while in the Navy." R. at 984-88. In
February 2007, the appellant
submitted a personal trauma PTSD questionnaire. R. at 964-71. She
explained that her former
husband, a member of the U.S. Navy, had physically and sexually assaulted
her while they were
serving in Spain. In a separate February 2007, 11-page statement the
appellant again described her
former husband's physical abuse, and described in greater detail what
occurred while they were
assigned to Spain:
3
I had not know[n] about the anger and rage [my former husband] could show
until
I married him and was stationed in Spain. I had no one to turn to. The
command was
very small and he made friends easily. He began to offer me sexually to [
one of his
friends] . . . . I gave birth to our first child Dec[ember] 1984 in Rota
Spain. During
delivery I suffered a [third] degree laceration and rectal sphin[c]ter
prolapse . . . .
[T]wo weeks of forced sexual advances by spouse . . . result[ed] in the
sutures in my
episiotomy ripping open.
R. at 950. She also explained that her husband repeatedly slapped her and
choked her. R. at 952.
The appellant and her daughter lived in a hotel during the appellant's
final two weeks of duty in
Spain, and returned to the United States in December 1986. R. at 956.
Additionally, the appellant
described being accidently stuck with two contaminated needles while she
was stationed at
Portsmouth Naval Hospital. R. at 944. She also described being assaulted
by a U.S. Navy "chief"
on a softball field while other enlisted U.S. Navy service members watched.
R. at 944-46.
In April 2007, the RO reopened the appellant's claim for entitlement to
disability
compensation for PTSD, but denied the claim on its merits. R. at 898-902.
The appellant submitted
a Notice of Disagreement (NOD) in May 2007. R. at 894. In August 2007, the
RO issued a
Statement of the Case, which confirmed and continued denial of the
appellant's claim for disability
compensation for PTSD. R. at 835-49.
After the RO received the appellant's NOD, the RO received medical records
from the
Batavia VA medical center (VAMC). R. at 850-80. The records indicate an
assessment of PTSD,
"chronic with delayed onset." R. at 850. Additionally, the records state
that the appellant "continues
to present as a domestic violence victim" and that she has "chronic PTSD
related to her 17 year
historyof severe domestic violence byher spouse, including physical,
emotional, psychological, and
sexual abuse." R. at 857, 864. The records also note that the appellant
had "preexisting trauma
history due to experienc[ing] severe child abuse, including physical,
emotional, and sexual abuse in
her family by her stepfather." R. at 864. An April 2007 list of future
appointments included a
February 2008 appointment with the Women's Residential Program at the
Batavia VAMC. R. at
866.
In February 2008, the RO received statements from the appellant's brother
and sister-in-law.
Her brother stated that they were "raised to be strong, independent, and
responsible persons. But
[he] had watched that person disappear in [the appellant's] case." R. at
816. He explained:
4
When [appellant] finished high school she went into the military it
seemed she had
[found] her calling[,] but things changed after that point. We did not
hear much from
her for about 2-3 years. The next time we were together was when she
returned
[from] Spain with a husband and two young children. This is when I really
had a
chance to see the change in [the appellant]. The stories [she] came home
with were
unbelievable to me as to how her life had changed. . . . She was very
paranoid she
seemed to think everyone was out to get her and she was never wrong no
matter the
situation. She became very combative with all of her family members over
the
slightest of issues. . . . We tried to help in bringing her husband . . .
home for a
weekend to see his family [which] brought to our attention the situation
with [the
appellant's husband] having an affair.
R. at 816. Her brother further explained that after the appellant moved to
Maryland he found her
"unable to cope with day to day issues and activities" and that a short
while later she "was on a
continuous [downward] trend" and that she would often call for advice
because she was unable to
make a decision on her own." Id. The appellant's brother also explained
that after the appellant and
her husband moved to Idaho, he "wanted to bring another woman in to live
in [appellant's] home and
share him between the two of them." Id. He explained that eventually the
appellant "moved to a
shelter to try and help herself and two of her children." R. at 818.
The appellant's sister-in-law also wrote a letter to VA, explaining that
she had known the
appellant for 25 years and that
[w]hen [she] first met [the appellant] she displayed a strong sense of
self-being as
well as a very strong personality. She was very decisive and secure in her
decisions.
[The appellant] returned from Spain where her husband and she herself were
stationed in the Navy. She and her two children stayed with my in-laws
while her
husband [] went [away] to school in Colorado. During this time [the
appellant] was
very over-protective of her children to the point of paranoia. . . . My
husband [] and
I thought it was the stress of being away from her husband with two
children. We
purchased a ticket for [her husband] to come home on a weekend to visit as
a surprise
for [the appellant]. When we called him he refused to come home citing
that he was
going hunting. After [the appellant's husband] called [the appellant]
about the
surprise she begged us to never interfere with [her husband's] plans again.
I was very
surprised myself at her complete terror that we would ask [the appellant's
husband]
to change his plans again.
R. at 812.
Additionally, the appellant's sister-in-law stated that she had witnessed
the appellant's
husband trying to strangle the appellant, and the appellant's daughter
informed the sister-in-law that
5
the appellant's husband beat the children and the appellant and that he
had insisted that the appellant
should kill herself "because she was useless." R. at 814.
The appellant perfected her appeal to the Board in April 2008. R. at 792.
In June 2008, the RO received a letter from the appellant's treating VA
social worker, in
which he stated that he had been treating the appellant since October 2007
and that she was in active
treatment for PTSD "secondary to military sexual trauma that she
experienced during her military
tour of duty." R. at 740. The social worker explained that the appellant
had completedtwo segments
of residential care at Batavia VAMC. Id. He opined that the appellant
continued to suffer from the
symptoms of PTSD "that is specifically related to the events that occurred
to her during her military
service." Id.
The appellant testified before an RO hearing in June 2008. R. at 373-411.
She testified that
she was receiving mental health treatment from the Buffalo VAMC. R. at 376.
She explained that
she had been married to her husband from 1984 to 2003, and that he "taught
me how our life was
going to be and how he was the head of the household and things were going
to be his way. If I even
tried to change it there was hell to pay." R. at 384. She provided
detailed testimony as to various
incidents of domestic violence and sexual assault she suffered while in
service, at the hands of her
husband, including his giving her as a "gift" to his friends. R. at 378-
411. After discussing the
incident where her husband hit her for not hiding his alcohol well enough
in their luggage, she
explained that she did not report her husband's abuse because "[i]t was
the way [she] was raised.
That you find the good in everybody and [she] kept looking for the good
and [she] couldn't believe
that this could[] be the man [she] met and [she] married and had children
with." R. at 386. The
appellant further explained:
I was working in the Pediatric Clinic and [my husband] came and got me and
there
was a filing cabinet out [] where records were kept and it said in huge
letters FAR.
I didn't know what they meant. He pulled me out of my clinic and said you
see that
cabinet and I said yeah and he said our files will never be in it. Well,
later on I
learned they were Family Advocacy Records. They were families that were in
abusive situations. And he told me in no uncertain terms ours would never
be in
there. So no matter what he did ours weren't going in there.
R. at 391. However, during her RO hearing testimony the appellant
explained that she had told Petty
Officer Jeff Connor and his wife Lisa Connor about what happened right
before the couple left
6
Spain. R. at 404-05.
At the hearing, the appellant's brother testified that when she returned
from Spain the
appellant was not the same person she had been before she joined the Navy.
R. at 386-87, 407-08.
He explained that when she returned from Spain, she "could not make her
own decisions so
somebody always had to tell her what to do or, I mean basic things. . . . [
The appellant's former
husband] would just tell her exactly what he wanted and how to do it." R.
at 387.
During the hearing, the appellant also detailed the incident that occurred
in April 1983 at the
softball field at Portsmouth Naval Hospital. R. at 377-78. She stated that
she reported the incident
to "Chief Beeler," but that nothing was done. R. at 378.
In March 2009, VA received a November 2008 letter from the appellant's
treating
psychiatrist, stating that the appellant has been diagnosed with chronic
and severe PTSD, related to
sexual trauma and abuse she sustained while she was serving in the U.S.
Navy. R. at 355. The same
month, the RO received an April 2002 psychological evaluation of the
appellant's family prepared
inconjunction with divorceproceedings,
specificallyfordeterminingthebestparentingarrangement
for the appellant's children. R. at 261-351. The evaluation, based on
interviews with family
members and psychological testing for the adults, indicated that the
appellant's husband "tends to
be somewhat competitive and needs to see himself as masculine. He probably
prefers to view
women in subservient roles. Interpersonally, he is likely to be intolerant
and insensitive, and others
may find him rather crude, coarse, or narrow-minded." R. at 315. The
psychologist noted that two
of the couple's three children lived with the appellant "in a location
that they wished not to be
disclosed" to their father, the appellant's husband. R. at 269. The
appellant told the psychologists
that she had not left her husband earlier because of her religious
upbringing and Navy training that
taught her to "do what [she] is told." R. at 271. The appellant's oldest
daughter described her father
as "aggressive and physically abusive." R. at 291. The appellant's son
explained that he initially
lived with his father to "avoid a spankin[g]," but his father would not
let him see his mother on
weekends, so ultimately he decided to live with the appellant. R. at 309.
Also in March 2009, the appellant's oldest daughter submitted a statement
to the RO
discussing the family dynamic. R. at 179-238. She stated that her father
often hit her younger sister
and that he would pull her "up and down the stairs" by her hair, would
hold her down by her hair to
7
the point that "chunks of hair would be missing from her head." R. at 181.
She also explained that
her father forced her to tell her school counselor that she had lied when
she told the counselor that
her father spanked her sister a lot. R. at 191. She further described
being beaten with a belt when
she was 15 years old and being punched in the face by her father. R. at
199.
In June 2009, the RO again denied the appellant's claim. R. at 53-56. The
Board issued the
February 2011 decision currently before the Court. R. at 3-24. In its
decision, the Board found that
the duty to assist was satisfied because "[t]he [v]eteran has not
identified, and the record does not
otherwise indicate, any additional existing evidence that is necessary for
a fair adjudication of the
claim that has not been obtained." R. at 10. It also found that an
examination was not warranted
because the record "does not show a verified [in-service] stressor or any
evidence of [in-service]
psychiatric complaints, treatment, or diagnosis." R. at 9.
The Board also discussed that "[t]here was no indication in the service
treatment records
[(STRs)] that either of [the appellant's] pregnancies resulted from sexual
assault. In fact, STRs
include no evidence of trauma that could not be verified or explained as
due to an event other than
sexual trauma." R. at 14. The Board found that the preponderance of the
evidence was against
finding that any non-PTSD psychiatric disability was related to service,
citing the absence of
psychiatric complaints or treatment in the service medical records (SMRs)
and the seven-year gap
betweentheappellant's separationfromserviceand the first documentation of
a psychiatric disorder.
R. at 19.
With regard to PTSD, the Board noted that "[n]either the service personnel
records
nor the [SMRs] from service document any in-service personal assault.
Records show that the
[v]eteran was married and had children during her period of service." R.
at 21. After discussing the
VA diagnosis of PTSD related to in-service physical and sexual trauma, the
Board noted "that the
PTSD diagnos[e]s have been based solely on statements from the Veteran,
and that it [is] not
supported byevidence of a confirmed in-service stressor." R. at 22. The
Board indicated that it was
"pertinent that the [v]eteran never reported any incidents of [in-service]
assault until after she
originally filed a claim for entitlement to service connection in June
2004." Id. In finding that the
record did not corroborate the appellant's accounts of her husband's
assaults, the Board cited the
absence of documentation in the service records that the appellant had
reported the assaults or
"instigated proceedings against her alleged attacker." R. at 23.
8
The Board, after noting their competence, rejected the statements made by
the appellant's
family members because "none of these individuals has claimed to witness
any personal assault that
took place in service, and these statements were submitted seventeen years
following the [v]eteran's
separation from her second period of active duty." Id. The Board found the
VA medical opinions
that the appellant's PTSD was caused by in-service assault unpersuasive
because the providers did
not have access to the claims file prior to rendering their opinions, and "[
e]ven if they did . . . it is
clear that the record does not contain evidence to verify that a personal
assault occurred." R. at 25.
II. ANALYSIS
To establish service connection for PTSD, a claimant must present (1)
evidence of a current
diagnosis of PTSD; (2) evidence of an in-service stressor, with credible
supporting evidence that the
claimed in-service stressor occurred; and (3) evidence of a causal nexus
between the current
symptomatology and the in-service stressor. 38 C.F.R. § 3.304(f)(2012);
see Cohen v. Brown,
10 Vet.App. 128, 138 (1997). When a claim for PTSD is based on a noncombat
stressor, "the
noncombat veteran's testimony alone is insufficient proof of a stressor."
Moreau v. Brown,
9 Vet.App. 389, 396 (1996). In claims for PTSD based on an in-service
personal assault, "evidence
from sources other than the veteran's service records may corroborate the
veteran's account of the
stressor incident." 38 C.F.R. §3.304(f)(5); see Bradford v. Nicholson, 20
Vet.App. 200, 205 (2006).
The types of corroborating evidence include, but are not limited to "
records from law enforcement
authorities, rape crisis centers, mental health counseling centers,
hospitals, or physicians; pregnancy
tests or tests for sexually transmitted diseases; and statements from
family members, roommates,
fellow service members, or clergy." 38 C.F.R. § 3.304(f)(5).
Additionally, "[e]vidence of behavior changes following the claimed
assault is one type of
relevant evidence that maybe found in these sources." 38 C.F.R. § 3.304(f)(
5). Evidence indicating
a change in behavior includes, "but is not limited to: a request for a
transfer to another military duty
assignment; deterioration in work performance; substance abuse; episodes
of depression, panic
attacks, or anxiety without an identifiable cause; or unexplained economic
or social changes."
38 C.F.R. § 3.304(f)(5).
The Court reviews the Board's factual determination as to the sufficiency
of corroborative
9
evidence of the in-service stressor under the "clearly erroneous"
standard of review. See 38 U.S.C.
§ 7261(a)(4); Sizemore v. Principi, 18 Vet.App. 264, 270 (2004) (citing
Pentecost v. Principi,
16 Vet.App. 124, 129 (2002)) (regarding corroborative evidence). A finding
of fact is clearly
erroneous when the Court, after reviewing the entire evidence, "is left
with the definite and firm
conviction that a mistake has been committed." United States v. U.S.
Gypsum Co., 333 U.S. 364,
395 (1984); see also Gilbert v. Derwinski, 1 Vet.App. 49, 52 (1990).
A. Adequate Statement of Reasons or Bases
The Board must provide a statement of the reasons or bases for its
determination, adequate
to enable an appellant to understand the precise basis for its decision,
as well as to facilitate review
in this Court. 38 U.S.C. § 7104(d)(1); see Allday v. Brown, 7 Vet.App.
517, 527 (1995); Gilbert,
1 Vet.App. at 56-57. To comply with this requirement, the Board must
analyze the credibility and
probative value of the evidence, account for the evidence it finds
persuasive or unpersuasive, and
provide the reasons for its rejection of any material evidence favorable
to the claimant. Caluza v.
Brown, 7 Vet.App. 498, 506 (1995), aff'd per curiam,78 F.3d 604 (Fed. Cir.
1996) (table). Whatever
the type of evidence, it is the Board's province to determine its
credibility and weight. See
Washington v. Nicholson, 19 Vet.App. 362, 367-68 (2005); Wood v. Derwinski,
1 Vet.App. 190, 193
(1991). The credibility of a witness can be impeached by a showing of
interest, bias, inconsistent
statements, or, to a certain extent, bad character. See Caluza, 7 Vet.App.
at 511.
The Board rejected the statements from the appellant's family members
because "none of
these individuals has claimed to witness any personal assault that took
place in service, and these
statements were submitted seventeen years following the [v]eteran's
separation from her second
period of active duty." R. at 23. However, the statements submitted by the appellant's brother and sister-in-law addressed behavioral changes in the appellant between the time she joined the military and the time she returned from Spain. See R. at 386-87, 407-08, 812, 816.
Evidence of behavioral changes is "one type of relevant evidence" that may corroborate the appellant's account of the in-service stressor. 38 C.F.R. § 3.304(f)(5). Consequently, the Board failed to provide an adequate
statement of reasons or bases for rejecting the statements made by the
appellant's family members without discussing their belief that the appellant's behavior changed
between the time she entered
the military and she returned from Spain. Caluza, 7 Vet.App. at 506.
10
The Board further erred when it found the appellant's statements
regarding her in-service
physical and sexual abuse had no probative value because they were
inconsistent, specifically
because the appellant did not report the in-service assault until after
she filed a claim for entitlement
to service connection in June 2004. R. at 22. Although it is true that the
appellant only discussed
childhood physical and sexual trauma during psychiatric treatment she
received prior to June 2004,
the Board failed to address the appellant's testimony that while she was
married she was afraid to
report the sexual and physical abuse she suffered from her husband. The
appellant remained married
until July 2002. R. at 1006, 1055. The appellant testified that her
husband controlled her behavior
and threatened her if she told anyone of his actions. See R. at 384 (
testimony from the appellant that
her husband taught her that "he was the head of the household and things
were going to be his way.
If [she] tried to change it there was hell to pay."); R. at 387 (testimony
that the appellant's husband
was controlling and that she was not allowed to make decisions); R. at 391 (
testimony about her
husband threatening that their family would never appear in the Family
Advocacy Records); R. at
812 (letter from the appellant's sister-in-law stating that the appellant
was "afraid for her children
and herself" and describing fear that the appellant showed after her
husband was asked to visit by
her brother). Nor did the Board discuss that psychological testing
performed during the appellant's
divorce proceedings showed that the appellant's husband needed to "see
himself as masculine" and
that he preferred to "view women in subservient roles, that
interpersonally, he is likely to be
intolerant and insensitive, and others may find him rather crude, coarse,
or narrow-minded." R. at
315. Additionally, the Board did not discuss the evidence from the
appellant's mental health
providers from 2001, who stated that she had "maladaptive copingtraits
related to her chronicillness
that involve not wanting to complain, withdrawing from contact and some
sense of defeat" and that
the appellant had been "somewhat secretive with her physicians about some
of the problems." R.
at 1291, 1333. Therefore, the Board erred by not providing an adequate
statement of reasons or
bases that provided reasons for its rejection of evidence favorable to the
appellant. Caluza, 7
Vet.App. at 506.
Furthermore, the Board relied on the fact that the appellant's STRs do not
document any
personal assault. The Board stated that the "[r]ecords show that the [v]
eteran was married and had
children during her period of service"; that the appellant never "
instigated proceedings against her
11
alleged attacker"; and that there was no notation that her pregnancy was
the result of sexual assault;
therefore, "the evidence does not support the assertion that she was
sexually assaulted by the one
who fathered the child."
R. at 21-23. The Court is not persuaded by the Board's reasoning.
Although the appellant's service medical records do not report that her
pregnancy was the result of
personal assault, they do not contradict her claimed in-service stressor
that she was physically and sexually abused by her husband. Buczynski v. Shinskei, 24 Vet.App. 221, 224 (2011) ("When assessing a claim, the Board may not consider the absence of evidence as substantive negative evidence."); see Patton v. West, 12 Vet.App. 272, 277 (1999) (acknowledging VA Adjudication Procedures Manual's recognition that, "[b]ecause assault is an extremely personal and sensitive
issue, many incidents of personal assault are not officially reported").
There is no medical reason why a doctor would be expected to comment on how a woman became pregnant, especially if the father of the child is her husband, making it less likely that the appellant's medical records would report assault. See Buczynksi, 24 Vet.App. at 224. The Court finds no more availing the Secretary's argument that the Board "appears to have misstated its intended finding" and "should be reasonably read to relate its finding that the only evidence from the same . . . period [as the alleged in-service
abuse] leans toward a finding that [the a]ppellant was trying to become
pregnant by her husband."
Secretary's Brief (Br.) at 23 n.10 (emphasis in original). Although the
appellant's medical records
do not directly prove that the appellant was sexually assaulted by her
husband, the Board cannot
dismiss the appellant's assertions that she was sexually and
physicallyassaulted, simply because she
asserts it was her husband who assaulted her. Therefore, the Board's
statement of reasons and bases
is inadequate to enable this Court to perform judicial review. See 38 U.S.
C. § 7104(d)(1); see also
Allday and Gilbert, both supra.
Because the Board provided an inadequate statement of reasons and bases
for its conclusions
that the appellant's account of her in-service physical and sexual assault
was not credible, failed to
address evidence regarding behavioral changes, and relied on the lack of
evidence in the appellant's
service medical records, the Court will vacate the Board's findings and
remand the matter for further
proceedings. See Jandreau v. Nicholson, 492 F.3d 1372, 1377 (Fed. Cir.
2007); Tucker v. West,
11 Vet.App. 369, 374 (1998) ("[W]here the Board has incorrectly applied
the law, failed to provide
an adequate statement of reasons or bases for its determinations, or where
the record is otherwise
12
inadequate, a remand is the appropriate remedy.").
B. Duty To Assist
1. Corroborating In-Service Stressor
The Secretary has a duty to assist pursuant to 38 U.S.C. § 5103A(a),
under which he must
make "reasonable efforts to assist a claimant in obtaining the evidence
necessary to substantiate the
claimant's claim for a benefit under a law administered by the Secretary."
If, however, the evidence
obtained indicates that there is no reasonable possibility that further
assistance would substantiate
the claim, "VA will discontinue providing assistance in obtaining evidence
for a claim." 38 U.S.C.
§ 5103A(a); see Wensch v. Principi, 15 Vet.App. 362, 368 (2001) (holding
that when there is
extensive factual development in a case that indicates no reasonable
possibility that any further
assistance would aid the appellant in substantiating his claim, the
Veterans Claims Assistance Act of 2000 (VCAA) does not apply).
Here, the Board found that VA had fulfilled the duty to assist because it "
had made reasonable efforts to obtain any pertinent records as well as all relevant records adequately identified by the [v]eteran." R. at 9. The Board continued by explaining that VA sent the appellant a PTSD
questionnaire "asking for information or evidence other than service
records or evidence of behavior changes that may constitute credible supporting evidence of an in-service stressor." Id.
The appellant argues that the Board failed in its duty to assist because
the RO should have requested records from VA psychiatric treatment at the Buffalo and Batavia VAMCs. Appellant's Br. at 12. She asserts that the post-July 2007 treatment records are relevant because they might "contain findings that would confirm the in-service assault bythe [a]ppellant's former husband." Id.
at 13. The Secretary responds that "given that the Board rejected [the a]
ppellant's claims of having suffered personal assault in service, there is no reason to believe that
treatment records dated after July 2007 would have any tendency to substantiate her claim." Secretary's Br. at 10-11. After finding error in the Board's assessment of the appellant's credibility, the Court disagrees with the Secretary.
In this case, the appellant is missing corroboration of her in-service
stressor to substantiate her PTSD claim. Medical opinion evidence can by submitted for use in determining whether the occurrence of a stressor is corroborated. See Menegassi v. Shinseki, 638 F. 3d 1379, 1382 (Fed. Cir.
13
2011). In its decision, the Board discounted all PTSD diagnoses because
they were based on
statements made by the appellant. R. at 22. Therefore, if the medical
records identified by the
appellant provide an opinion about her in-service stressor, such as the
record of the doctor
commenting on the family's statements that the appellant's behavior
changed after her first period
of service, the records might corroborate of the appellant's in-service
stressor. See Menegassi, 638
F.3d at 1382. Additionally, as noted above, the Court has vacated the
Board's determination that the appellant was not credible in reporting her in-service physical and sexual assault. Therefore, the Board erred in dismissing all the PTSD diagnoses because they were based on statements by the appellant. See id. Consequently, the Board erred by finding that it
fulfilled its duty to assist. 38 U.S.C. § 5103A(a).
Furthermore, this Court has stated that "[i]f in the process of
identifying these potential
sources [under §3.304 (f)(5)], a claimant provides the name or names of
any persons who allegedly
perpetrated the assault or the names of any potential witnesses, the
Secretary's reasonable efforts to
assist, as required under section 5103A(a), may also include attempting to
assist the claimant in
obtaining statements from these persons." Forcier v. Nicholson 19 Vet.App.
414, 422 (2006) (citing
Patton, 12 Vet.App. at 280-81).
The Court notes that on at least two occasions, the appellant provided
names of people to
whom she contemporaneously reported her in-service stressors. See R. at
378, 404-05. During her
June 2008 testimony before the RO, while explaining the April 1983 assault
at the softball field at
Portsmouth Naval Hospital, she identified the month and yearof the attack,
and the name of the chief
to whom she described the incident. See R. at 378. When she described
being beaten by her
husband for not hiding his alcohol well enough, she explained that she
told her husband's petty
officer and his wife. See R. at 404-05. Based on these descriptions,
including the names and ranks
of the individuals who might have knowledge of the event, the Board erred
in concluding that the
Secretary satisfied his duty to assist where he made no effort to help the
appellant corroborate her
stressor. See Forcier, 19 Vet.App. at 422 (finding the duty to assist had
been satisfied where the
Board had ordered the RO to "pursue all available avenues to assist [the
veteran] in locating anyone
identified for a statement regarding the claimed incident, including the
two sergeants he had
identified by name").
14
The Court's analysis does not end with a conclusion that the Board
committed error; rather,
the Court is required to determine whether the appellant was prejudiced by
the Board's error.
38 U.S.C. § 7261(b)(2) (requiring the Court to "take due account of the
rule of prejudicial error");
Shinseki v. Sanders, 556 U.S. 396, 414 (2009). Here, the Secretary argues
that any error in not
seeking additional records is nonprejudicial because the appellant lacks
credible evidence of an in-
service stressor or event to which such disability could be linked.
Secretary's Br. at 10. The Court
disagrees. The Court has vacated the Board's credibility determination.
With the Secretary's
assistance, the appellant may have been able to provide credible evidence
of her in-service stressor,
therefore, the error is prejudicial.
2. Providing Medical Examination
The Secretary's duty to assist requires that VA provide a medical
examination to a claimant
when there is (1) competent evidence of a current disability or persistent
or recurrent symptoms of
a disability; (2) evidence establishing that an event, Previous HitinjuryNext Hit, or disease
occurred in service, or for
certain diseases, manifestation of the disease during an applicable
presumptive period for which the
claimant qualifies; and (3) an indiction that the disability or persistent
or recurrent symptoms of the
disability may be associated with the veteran's service or with another
service-connected disability;
but (4) insufficient competent medical evidence on file for the Secretary
to make a decision on the
claim. 38 U.S.C. § 5103A(d); McLendon v. Nicholson, 20 Vet.App. 79, 81 (
2006); 38 C.F.R.
§ 3.159(c) (4)(i) (2012). "The Board's ultimate conclusion that a medical
examination is not
necessary pursuant to section 5103A(d)(2) is reviewed under the 'arbitrary,
capricious, an abuse of
discretion, or otherwise not in accordance with law' standard of review."
McLendon, 20 Vet.App.
at 81 (quoting 38 U.S.C. § 7261(a)(3)(A)).
In Menegassi, 638 F.3d at 1382, the U.S. Court of Appeals for the Federal
Circuit (Federal
Circuit) held that under § 3.304(f)(5), "medical opinion evidence may be
submitted for use in
determining whether the occurrence of a stressor is corroborated." See
also Patton, 12 Vet.App. at
280 (rejecting the requirement that "something more than medical nexus
evidence is required to
fulfill the requirement of 'credible supporting evidence'" in personal-
assault cases (quoting Cohen,
10 Vet.App. at 145)). Accordingly, the Federal Circuit held that a
favorable medical opinion
diagnosing PTSD must be weighed against all other evidence of record for
purposes of determining
15
whethera claimed in-service sexual assault has been corroborated.
Menegassi, 638 F.3d at 1382 n.1.
Here, the Board found that the appellant was not entitled to an
examination because the
"evidence of record does not show a verified in[-]service stressor or any
evidence of in[-]service
psychiatric complaints, treatments or diagnosis." R. at 9-10. The Board
found that any medical
opinion linking a currently diagnosed psychiatric disorder, to include
PTSD, to service would be
"speculative at best." Id. The appellant argues that "[a]lthough a
verified in-service stressor is
required for an award of PTSD service connection . . . all that is
necessary to satisfy the pertinent
requirement for the provision of a VA examination is evidence of 'an event,
Previous HitinjuryNext Document, or disease in
service.'" Appellant's Br. at 13 (quoting 38 C.F.R. § 3.159(c)(4)(i)(B)).
She further argues that her
brother and sister-in-law both stated that her behavior changed during her
first period of service;
sincestatementsmadebyfamilymembersdocumentingbehaviorchangesduringservicec
to verify an in-service assault, then she has submitted evidence that an
event happened in service.
Appellant's Br. at 14. The Secretary argues that an examination is not
warranted because the Board
found that a medical examination "would not provide any reasonable
possibility of assisting her in
substantiating her claim." Secretary's Br. at 6. The Court disagrees.
As noted above, the Board erred when it failed to provide an adequate
statement of reasons
and bases for rejecting both family statements about the change in her
behavior and the appellant's
assertions that during service she was physically and sexually assaulted
by her husband. Therefore,
after properly determining the probative value of the appellant's and her
family members' statements
about her in-service physical and sexual assault, the Board should
reevaluate the need for a VA
medical examination. See McLendon, 20 Vet.App. at 81-86 (describing the
circumstances in which
the Secretary must provide a VA medical examination and noting that the
nexus prong is a "low
threshold").
C. Other Arguments
Based on the Court's disposition of this case, the Court finds that it is
not necessaryto address
any of the appellant's additional arguments. See Best v. Principi, 15 Vet.
App. 18, 20 (2001) (per
curiam order) (holding that "[a] narrow decision preserves for the
appellant an opportunity to argue
those claimed errors before the Board at readjudication, and, of course,
before this Court in an
appeal, should the Board rule against him").
16
On remand,the appellant is free to submit additional evidence and argument on the remanded matters, and the Board is required to consider any such relevant evidence
and argument. See Kay
v. Principi, 16 Vet.App. 529, 534 (2002) (stating that, on remand the
Board must consider additional
evidence and argument in assessing entitlement to benefit sought). The
Court has held that "[a]
remand is meant to entail a critical examination of the justification for
the decision." Fletcher v.
Derwinski, 1 Vet.App. 394, 397 (1991). The Board must proceed
expeditiously, in accordance with
38 U.S.C. § 7112 (requiring the Secretary to provide for "expeditious
treatment" of claims remanded
by the Court).
III. CONCLUSION
After consideration of the appellant's and the Secretary's pleadings, and
a review of the
record, the Board's February 9, 2011, decision is VACATED and the matter
is REMANDED for
further proceedings consistent with this decision.
DATED: September 14, 2012
Copies to:
Glenn R. Bergmann, Esq.
VA General Counsel (027)
17
Wednesday, September 19, 2012
Single Judge Application, Mitchell v. Shinseki, 25 Vet.App. 32 (2011); 38 C.F.R. 4.40, 4.45; Pain Functional Loss
Excerpt from decision below:
"In addition, VA is required to account for loss of motion due to pain on
use when evaluating the functional loss of the musculoskeletal system and the joints. Mitchell v. Shinseki, 25 Vet.App. 32 (2011); DeLuca, supra; 38 C.F.R. §§ 4.40 (2012), 4.45 (2012)."
"The appellant argues, in part, that the 20% disability rating assigned by
the Board "does not consider 'function[al] loss' due to pain on movement as required by 38 C.F.R. [§] 4.40." Appellant's Informal Br. at 1. As noted above, the Board stated that the General Formula for Diseases and Injuries of the Spine applies objective criteria that "factor in functional loss due to pain, stiffness,
and radiation," and that "[a]s a result, 38 C.F.R. §§ 4.40 and 4.45, as
interpreted by DeLuca [ ], are not for application." R. at 9 (citing only 38 C.F.R. § 4.71a). The Secretary's argument tracks the Board's language. Sec'y Br. at 9.
The part of the rating schedule cited by the Board and the Secretary begins with the statement, "With or without symptoms such as pain (whether or not it radiates), stiffness, or aching in the area of the spine affected by residuals of injury or disease . . ." and is followed by the specific criteria required for the various disability ratings that are available.
38 C.F.R. § 4.71a (2012)(governing diagnostic codes 5235-5243). However, the Court's prior decisions do not support the Board's and the Secretary's position that §§ 4.40 and 4.45, as interpreted by DeLuca (and more recently by Mitchell), are never applicable in the context of these diagnostic codes. See Cullen v. Shinseki, 24 Vet.App. 74, 85 (2010) ("When rating disabilities of joints, including the spine, the Board must discuss any additional limitations a claimant experiences due to pain, weakness, or fatigue." (citing DeLuca) (emphasis added))1; but see Johnston v. Brown, 10 Vet.App. 80, 84-85 (1997) (explaining that remand was not required even though the Board did not consider functional loss due to pain because the appellant was already receiving the maximum disability rating for limitation of motion available under the diagnostic code at issue, 5215).
Therefore, because the appellant was not receiving the maximum disability rating for limitation of motion under diagnostic
1. In Cullen, the Secretary conceded that remand was required based on the Board's inadequate statement of reasons or bases concerning the application of DeLuca to Mr. Cullen's thoracic spine disability. Cullen, 24 Vet.App. at 84-85. The Court notes, for informational purposes only, that in an unrelated appeal adjudicated by a single judge, the Secretary conceded remand based on the Board's inadequate discussion of §§ 4.40 and 4.45 in the context of diagnostic code 5242. Dickenson v. Shinseki, No. 10-690, 2011 WL 2694690, at *4 (Vet. App. July 13, 2011); see also Bohn v. Peake, No. 06-1333, 2008 WL 563390, at *2 (Vet. App. February 19, 2008) (noting that the Secretary conceded that DeLuca applied to diagnostic codes 5235-5243).
4
code 5242, the Board was obligated to discuss the issue of functional
loss and its failure to do so renders its statement of reasons or bases inadequate."
============================
----------------------------------------------------
Designated for electronic publication only
UNITED STATES COURT OF APPEALS FOR VETERANS CLAIMS
NO. 11-1646
VERTIE H. BALLARD, APPELLANT,
V.
ERIC K. SHINSEKI,
SECRETARY OF VETERANS AFFAIRS, APPELLEE.
Before MOORMAN, Judge.
MEMORANDUM DECISION
Note: Pursuant to U.S. Vet. App. R. 30(a), this action may not be cited as precedent.
MOORMAN, Judge: The appellant, Vertie H. Ballard, appeals pro se a January
28, 2011,
Board of Veterans' Appeals (Board) decision that denied her claim of
entitlement to an increased
disabilityratingfor post-operative degenerative disc disease (DDD) of the
thoracolumbar spine with
lumbar radiculopathy (low back disorder), currently rated as 20% disabling.
Record (R.) at 3-16.
The Board also remanded the issue of entitlement to a total disability
rating based on individual
unemployability (TDIU), and that issue is not before the Court at this
time. See Breeden v. Principi,
17 Vet.App. 475 (2004). Ms. Ballard filed an informal brief and the
Secretary filed a brief. This
appeal is timely, and the Court has jurisdiction pursuant to 38 U.S.C. §
7252(a). A single judge may
conduct this review. See Frankel v. Derwinski, 1 Vet.App. 23, 25-26 (1990).
The Court will vacate
the Board's decision.
I. BACKGROUND
Ms. Ballard served on active duty in the U.S. Army from August 1965 to
December 1966.
R. at 3. In November 2006, she submitted a claim for entitlement to
service connection for a low
back disorder. Secretary's (Sec'y) Brief (Br.) at 2 (citing R. at 726,
which is not in the record of
proceedings before the Court). In January 2008, a VA regional office (RO)
granted entitlement to
service connection for a low back disorder and granted a 20% disability
rating, effective November
2006. R. at 221-23. In February 2008, Ms. Ballard requested an increased
disability rating.
In April 2008, VA provided a medical examination. R. at 182-91. Ms.
Ballard did not
report any flare-ups in pain, but she did state that her condition was
getting worse. R. at 183. She
noted problems with lifting, pushing, and bending at work prior to her
retirement and said that she
could only do chores for a few minutes at a time. Id. She also reported
that she had a history of
fatigue, decreased motion (due to pain with bending over), stiffness,
spasms, and pain. R. at 184.
On examination, the examiner noted that Ms. Ballard exhibited spasms and
tenderness. R. at 185.
The examiner found Ms. Ballard's active range of motion to be from 0 to 35
degrees of flexion with
pain beginning at 35 degrees and no additional limitation of motion on
repetitive use and from 0 to
15 degrees of extension with pain beginning at 15 degrees and no
limitation of motion on repetitive
use. R. at 188. The examiner diagnosed her with "DDD/DJD [(degenerative
joint disease)] of
lumbar spine [with] radiculopathy of the bilateral lower extremities" and
stated, "Please refer to the
history for veteran's description of effects on [her] occupation and daily
activities." R. at 190.
In August 2008, the RO issued a rating decision that continued the 20%
disability rating and
denied TDIU. R. at 9. The RO also granted service connection for sensory
deficit of each lower
extremity for the neurological manifestations of the disorder and assigned
a separate 10% disability
rating for each. Id.
In the decision here on appeal, the Board found that Ms. Ballard's low
back disability was
not manifested by ankylosis, incapacitating episodes, or range of motion
on forward flexion of 0 to
30 degrees or less. R. at 4, 8 (discussing the April 2008 VA examination
report results). In reaching
its decision, the Board noted that
the General [Rating] Formula [For Diseases and Injuries of the Spine]
applies strictly
objective criteria which specifically factor in functional loss due to
pain, stiffness,
and radiation. As a result, 38 C.F.R. §§ 4.40 and 4.45, as interpreted
by DeLuca v.
Brown, 8 Vet.App. 202 (1995), are not for application.
R. at 9 (citing 38 C.F.R. § 4.71a). Therefore, the Board concluded, Ms.
Ballard was not entitled to
a disability rating in excess of 20% under 38 C.F.R. § 4.71a, Diagnostic
Code 5242.
On appeal, Ms. Ballard argues that it is not clear how the Board decided
to rate her back
disability at a 20% disability rating. She argues that the April 2008 VA
examination report found
2
that her back condition had gotten worse and that she was forced to quit
her job because of it in
2005. She argues that the 20% rating does not contemplate her functional
loss or consider the side
effects of her medication or the fact that she is receiving Social
Security disability based on her VA
medical records.
II. ANALYSIS
Before deciding a claim, the Board is required to consider all relevant
evidence of record and
to consider and discuss in its decision all "potentially applicable"
provisions of law and regulation.
Schafrath v. Derwinski, 1 Vet.App. 589, 593 (1991); see 38 U.S.C. § 7104(
a); Weaver v. Principi,
14 Vet.App. 301, 302 (2001) (per curiam order). In addition, the Board is
required to provide a
written statement of the reasons or bases for its findings and conclusions,
adequate to enable an
appellant to understand the precise basis for the Board's decision as well
as to facilitate review in this
Court. 38 U.S.C. § 7104(d)(1); Allday v. Brown, 7 Vet.App. 517, 527 (1995
); Gilbert v. Derwinski,
1 Vet.App. 49, 56-57 (1990). To comply with this requirement, the Board
must analyze the
credibilityand probative value of the evidence, account for the evidence
that it finds to be persuasive
or unpersuasive, and provide the reasons for its rejection of any material
evidence favorable to the claimant. Caluza v. Brown, 7 Vet.App. 498, 506 (1995), aff’d per curiam, 78 F.3d 604 (Fed. Cir. 1996) (table); Gilbert, 1 Vet.App. at 57.
Pursuant to 38 C.F.R. § 4.71a, DC 5242, the following ratings are
warranted for a low back disorder such as the appellant's in this case:
[F]orward flexion of the thoracolumbar spine 30 degrees or less; or,
favorable ankylosis of the entire thoracolumbar spine
. . . . . . . . . . . . . . . . . . . . . . . . . . 40[%]
...
Forward flexion of the thoracolumbar spine greater than 30 degrees but not
greater than 60 degrees; . . . or, the combined range of motion of the
thoracolumbar spine not greater than 120 degrees; . . . or, muscle spasm or guarding severe enough to result in an abnormal gait or abnormal spinal contour such as scoliosis, reversed lordosis, or abnormal kyphosis
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
20[%]
3
In addition, VA is required to account for loss of motion due to pain on
use when evaluating the functional loss of the musculoskeletal system and the joints. Mitchell v. Shinseki, 25 Vet.App. 32 (2011); DeLuca, supra; 38 C.F.R. §§ 4.40 (2012), 4.45 (2012).
The appellant argues, in part, that the 20% disability rating assigned by
the Board "does not
consider 'function[al] loss' due to pain on movement as required by 38 C.F.
R. [§] 4.40." Appellant's
Informal Br. at 1. As noted above, the Board stated that the General
Formula for Diseases and
Injuries of the Spine applies objective criteria that "factor in
functional loss due to pain, stiffness,
and radiation," and that "[a]s a result, 38 C.F.R. §§ 4.40 and 4.45, as
interpreted by DeLuca [ ], are
not for application." R. at 9 (citing only 38 C.F.R. § 4.71a). The
Secretary's argument tracks the
Board's language. Sec'y Br. at 9.
The part of the rating schedule cited by the Board and the Secretary
begins with the
statement, "With or without symptoms such as pain (whether or not it
radiates), stiffness, or aching
in the area of the spine affected by residuals of injury or disease . . ."
and is followed by the specific
criteria required for the various disability ratings that are available.
38 C.F.R. § 4.71a (2012)
(governing diagnostic codes 5235-5243). However, the Court's prior
decisions do not support the
Board's and the Secretary's position that §§ 4.40 and 4.45, as
interpreted by DeLuca (and more
recently by Mitchell), are never applicable in the context of these
diagnostic codes. See Cullen v.
Shinseki, 24 Vet.App. 74, 85 (2010) ("When rating disabilities of joints,
including the spine, the
Board must discuss any additional limitations a claimant experiences due
to pain, weakness, or
fatigue." (citing DeLuca) (emphasis added))1
; but see Johnston v. Brown, 10 Vet.App. 80, 84-85
(1997) (explaining that remand was not required even though the Board did
not consider functional
loss due to pain because the appellant was already receiving the maximum
disability rating for
limitation of motion available under the diagnostic code at issue, 5215).
Therefore, because the
appellant was not receiving the maximum disability rating for limitation
of motion under diagnostic
In Cullen, the Secretary conceded that remand was required based on the
Board's inadequate statement of
reasons or bases concerning the application of DeLuca to Mr. Cullen's
thoracic spine disability. Cullen, 24 Vet.App.
at 84-85. The Court notes, for informational purposes only, that in an
unrelated appeal adjudicated by a single judge,
the Secretary conceded remand based on the Board's inadequate discussion
of §§ 4.40 and 4.45 in the context of
diagnostic code 5242. Dickenson v. Shinseki, No. 10-690, 2011 WL 2694690,
at *4 (Vet. App. July 13, 2011); see also
Bohn v. Peake, No. 06-1333, 2008 WL 563390, at *2 (Vet. App. February 19,
2008) (noting that the Secretary conceded
that DeLuca applied to diagnostic codes 5235-5243).
1
4
code 5242, the Board was obligated to discuss the issue of functional
loss and its failure to do so renders its statement of reasons or bases inadequate.
The Court is required by statute to determine whether the appellant was
prejudiced by the
Board's error. 38 U.S.C. § 7261(b)(2) (requiring the Court to "take due
account of the rule of
prejudicial error"); Shinseki v. Sanders, 556 U.S. 396, 414 (2009). Here,
the Court notes that the
April 2008 VA examination report includes multiple statements regarding
different aspects of
functional loss. R. at 182-91 (e.g., problems lifting, pushing, and
bending; limited ability to do
chores; history of fatigue, decreased motion due to pain when bending over,
stiffness, spasms). On
the other hand, she reported no flare-ups in pain, and the examiner found
no additional limitation
of motion due to pain or on repetitive use. Id. The Court also notes that
there are many additional
medical records in the record before the Court, but that most appear to
date from approximately
August 2008 or earlier. Faced with these circumstances, and by the fact
that the Board did not
address this issue at all (and incorrectly stated it was not obligated to
do so), the Court cannot
conclude that the Board's error was nonprejudicial. Therefore, the Court
will vacate the Board's
decision and remand the matter for the Board to provide an adequate
statement of reasons or bases.
In light of the Court's disposition, the Court need not address Ms.
Ballard's other contentions.
See Best v. Principi, 15 Vet.App. 18, 20 (2001) (per curiam order) ("A
narrow decision preserves for the appellant an opportunity to argue those claimed errors before the Board at the readjudication, and of course, before this Court in an appeal."). On remand, the appellant may present, and the Board must consider,any additional evidence and argument in support of the matters remanded. Kay v. Principi, 16 Vet.App. 529, 534 (2002). This matter is to be provided expeditious treatment on remand. 38 U.S.C. § 7112.
III. CONCLUSION
Upon consideration of the foregoing analysis, the record on appeal, and
the briefs of the
parties, the Court will VACATE the Board's January 28, 2011, decision and
REMAND the matter
for further adjudication consistent with this decision.
DATED: August 31, 2012
5
Copies to:
Vertie H. Ballard
VA General Counsel (027)
6
Thursday, September 13, 2012
Single Judge Application, Kahana v. Shinseki, 24 Vet.App. 428 (2011); Impermissible Medical Conclusion
Excerpt from decision below:
"The Board reasoned that because the appellant sought medical attention for other ailments, "[i]t is logical to conclude that a reasonable person, who had access, would seek medical attention [for his gastrointestinal symptoms] if it were required." Id. The appellant contends that the Board's reasoning violates the Court's holdings in Colvin v. Derwinski, 1 Vet.App. 171 (1991), overruled on other grounds by Hodge v. West, 155 F. 3d 1356 (Fed. Cir.
7
1998), and Kahana v. Shinseki, 24 Vet.App. 428 (2011). Appellant's Br. at
18-19. The Court agrees.
In Kahana, the veteran's SMRs and separation examination report did not
contain any notation of a right knee injury. The Board determined that the veteran's statements of an in-service knee injury were not credible because, "[g]iven that a right [anterior cruciate ligament] tear is quite a significant injury, one would expect to see at least some documentation of it in the [SMRs]" and "one would expect that the [veteran] would have mentioned [it] on his report of medical history at separation." Id. at 434 (internal quotation marks omitted). The Court held that, in finding the veteran's lay statements not credible "based on its determination that a particular injury, which is alleged to have occurred in service, is of the type that should have been documented in the service records and was not," the Board impermissibly made "a medical determination as to the relative severity, common symptomatology, and usual treatment of an . . . injury without citing to any independent medical evidence to corroborate its finding" in violation of Colvin. Id.
Essentially, that is what the Board did in this case. The Board based its
conclusion that the appellant's testimony was not credible on its belief that his alternating bouts of constipation and diarrhea were of such severity that they "required medical treatment" and that the appellant would have been expected to report these symptoms to the Army physician when he sought treatment for his right knee injury. These are medical determinations that are generally outside the competency of the Board, and the Board provided no independent medical evidence to support them. See id. at 434. The Board violated Colvin by providing a medical opinion on the nature and course of an injury without supporting that opinion with independent medical evidence."
============================
----------------------------------------------------
Designated for electronic publication only
UNITED STATES COURT OF APPEALS FOR VETERANS CLAIMS
NO. 11-2324
JARED P. MARSH, APPELLANT,
V.
ERIC K. SHINSEKI,
SECRETARY OF VETERANS AFFAIRS, APPELLEE.
Before SCHOELEN, Judge.
MEMORANDUM DECISION
Note: Pursuant to U.S. Vet. App. R. 30(a),
this action may not be cited as precedent.
SCHOELEN, Judge:
The appellant, Jared P. Marsh, appeals through counsel an
April 15, 2011, Board of Veterans' Appeals (Board) decision that denied
entitlement to disability
compensation benefits for diverticulitis, chronic bowel disorder,
manifested by recurring
constipation, diarrhea, and a ruptured bowel. Record (R.) at 3-18. The
Board also remanded a
disabilitycompensation
claimforhypertensivevasculardiseaseforfurtherdevelopment. Therefore,
this claim is not before the Court. See Hampton v. Gober, 10 Vet.App. 481,
483 (1997). Both
parties have filed briefs. This appeal is timely, and the Court has
jurisdiction to review the Board's
decision pursuant to 38 U.S.C. §§ 7252(a) and 7266(a). Single-judge
disposition is appropriate. See
Frankel v. Derwinski, 1 Vet.App. 23, 25-26 (1990). The Court will vacate
the Board decision and
remand the matters for further adjudication.
I. BACKGROUND
The appellant had active service in the U.S. Army from February 2, 2004,
to May 5, 2007,
with a deployment to Iraq from January 25, 2006, to November 11, 2007,
where he served as a tank
crewman. R. at 577, 128. He was awarded the Combat Action Badge, Global
War on Terrorism
Service Medal, Iraq Campaign Medal, Army Service Ribbon, and Overseas
Service Ribbon. R. at
577. The Combat Action Badge is one of the military decorations that VA
recognizes as evidence
of participation in combat. VA ADJUDICATION PROCEDURES MANUAL M21-1 MANUAL
REWRITE
(MANUAL M21-1MR), pt. IV, subpt. 11, 1.D. 13(e).
In March 2007, an Army medical evaluation board recommended the
appellant's discharge
from the service because of a medial collateral ligament right knee injury
sustained during service,
with chronic pain and instability, for which he underwent right knee
arthroscopy. R. at 690-92. The
appellant also injured his back during service. R. at 691, 667.
The appellant did not report a history of intestinal problems on his entry
examination, and
no gastrointestinal disorder was found on his entrance examination. R. at
669-72. His service
medical records (SMRs) do not show any treatment or diagnosis for a
gastrointestinal disorder.
R. at 663-68, 669-72, 673-77, 678-81, 690-92. In a report of medical
history at separation, the
appellant denied having any recurring intestinal issues, and no
gastrointestinal or bowel
abnormalities were found on his separation examination. R. at 663-65, 666-
68.
On June 2, 2007, a month after being discharged from service, the
appellant was hospitalized
for complaints of increasing abdominal discomfort. R. at 289-93. An
examination revealed
diminished bowel sounds with definite right lower and midline tenderness,
positive, very mild
rebound, and no guarding or masses. Id. After a computed tomography (CT)
scan revealed
abnormalities in the appellant's colon, he underwent exploratory surgery,
after which he was
diagnosed with "pneumoperitoneum[1
] with peritonitis[2
] with perforated sigmoid colon and
phlegmonous mass in the sigmoid colon." R. at 305-07. To treat this
condition, the appellant had a
sigmoid colon resection and placement of a sigmoid colostomy3
and Hartmann pouch. Id. After a
Pneumoperitoneum is the presence of air in the peritoneum (sac that lines
the abdomen)
that is attributed to disease. STEDMAN'S MEDICAL DICTIONARY (27th ed. 2000)
1353, 1412
[hereinafter STEDMAN'S].
2
1
Peritonitis is inflammation of the peritoneum. STEDMAN's at 1353.
A colostomy is an artificial connection between the colon and the skin.
STEDMAN'S at
2
3
383.
pathology report was concluded, the appellant was diagnosed with
diverticulosis,4
acute
diverticulitis,5
perforated diverticulum, and acute peritonitis. R. at 309, 311. Two months
later, the
appellant underwent a colostomy reversal with resection and low anterior
anastomosis.6
R. at 473.
The diagnosis was colostomy, status post perforated diverticulitis. R. at
469.
In June 2007, the appellant filed a claim for disability compensation
benefits for a perforated
colon with colostomy. R. at 1216-42. The appellant laterexplained that
while he was in Iraq, he "was
exposed to very extreme conditions [including] extreme heat, dehydration,
poor fiber intake and the
inability to use the restroom when needed, [leading] to many bowel
problems." R. at 542. He noted
that "IVs [intravenous solutions] were a regular routine upon returning
from missions [and] I was
often constipated" but also suffered from occasional diarrhea. Id.
In September 2007, the appellant underwent a VA examination, leading to a
diagnosis of
"remote history of diverticulitis with perforation of sigmoid colon
requiring surgical intervention
(partial colon resection) without residual and with zero to minimal
functional effect." R. at 394.
In October 2007, the RO denied entitlement to service connection for
diverticulitis and a
chronic bowel disorder. R. at 821-29, 344-60, 277-79. The appellant
appealed this decision to the
Board. R. at 540-46. To support his claim, he submitted a January 2008
report from James R.
Campbell, D.O., his private physician, whoopinedthathis diverticultis and
subsequent surgerywere
related to service. R. at 314-17. Dr. Campbell stated:
Jared gives a history of being trained by the army and deployed to Iraq
. . . when
complications arose due to harsh conditions. Working in an extremely
stressful war
environment, the patient suffered conditions resulting in extreme heat
dehydration,
problems with diet, including a poor fiber intake and the inability to
adequately use
the restroom when need. This over a period of time during his stay in Iraq
developed
Diverticulosis is the presence of a number of diverticula (herniations of
mucosa of the
colon). STEDMAN'S at 532.
Diverticulitis is an inflammation of the diverticulum (pouch or sac
opening from the
gut), especially of the small pockets in the wall of the colon that fill
with stagnant fecal material
and become inflamed. STEDMAN's at 532.
Anterior anastomosis refers to a surgical technique to create an opening
from the
sigmoid colon to the rectal stump. ATLAS OF PELVIC SURGERY, http://www
surgery.com (last visited Aug. 16, 2012).
3
6
5
4
in[to] significant bowel problems where IVs were required for his
dehydration upon
returning to mission. He complained of being often constipated with
alternating
occasional diarrhea which was further complicated byhis inability to reach
restroom
facilities.
R. at 315-17. Dr. Campbell noted the appellant's subsequent intestinal
surgery and further opined:
[I]n review of the records and the timing of this unfortunate development
it is my
opinion that this incident resulted from an adverse environment suffered
during his
tour in Iraq war theatrewith the above mentioned problems of dehydration,
poor diet,
inability to access restrooms in combination with the dehydration
resulting in colon
problems and pressure creating the diverticuli. Development of the
diverticuli in the
sigmoid colon would not be a common finding in a 25-26 year old without
additional
adverse conditions contributing[,] which I believe were related to his
service
connection during the Iraq war. Subsequent experience is that this patient
has
suffered with this major surgery, infection, complications, colostomy,
reversal
colostomy that results in this patient having in essence a post traumatic
stress
response as well as significant depression upon interview.
R. at 317-19. The appellant underwent a June 2008 VA examination. The
examiner diagnosed the
appellant with a history of diverticulitis with perforation of sigmoid
colon requiring partial colon
resection without residuals. R. at 394. The VA examiner opined that the "
ruptured diverticulus with
consequent pneumoperitoneum requiring surgical intervention is less likely
as not (less than 50/50
probability) caused by or a result of lack of adequate hydration, fibrous
foods while deployed to Iraq
during military service." R. at 408. As a rationale for his opinion, the
VA examiner noted that "there
is no documentation of problems of constipation, abdominal pain or
incidents of need for IV
hydration while in Iraq. On his separation physical he indicates that he
is in good health." Id.
Additionally, the VA examiner noted that the perforation of the
appellant's colon mayhave occurred
because he took laxatives for his condition, which may have further
stressed his intestinal system
resulting in the rupture. Id.
In April 2011, the BVA rendered the decision on appeal. R. at 3-13. The
Board denied the
claims after concluding that the appellant's diverticulits, and chronic
bowel disorder were not
incurred or aggravated during service. R. at 5.
4
II. ANALYSIS
A. Inadequate Examination
The appellant argues that the June 2008 VA opinion, relied on by the Board,
was inadequate
becausetheexaminerfailedto considertheappellant's description ofhis in-
servicesymptomatology.
Appellant's Brief(Br.)at22-23. Additionally,
theappellantarguesthattheBoardgaveaninadequate
statement of reasons or bases for relying on the VA examiner's opinion
that the appellant's
diverticulitis was not related to service over that of Dr. Campbell's
opinion that the appellant's
condition was related to service. Appellant's Br. at 23-28.
"It is the responsibility of the [Board], not this Court, to assess the
credibility and weight to
be given to evidence." Owens v. Brown, 7 Vet.App. 429, 433 (1995). The
Board is free to favor one
medical opinion over another as long as the Board provides adequate
reasons or bases for doing so.
Id. at 435. However, a medical opinion that the Board relies upon must be
adequate. A medical
examination "is adequate where it is based upon consideration of the
veteran's prior medical history
and examinations and also describes the disability, if any, in sufficient
detail so that the Board's
'evaluation of the claimed disability will be a fully informed one.'" see
Stefl v. Nicholson,
21 Vet.App. 120, 123 (2007) (quoting Ardison v. Brown, 6 Vet.App. 405, 407-
08 (1994) (quoting
Green v. Derwinski, 1 Vet.App. 121, 124 (1991))). Additionally, the
opinion "must support its
conclusion with an analysis that the Board can consider and weigh against
contrary opinions."
Stefl, 21 Vet.App. at 124-25. "If a diagnosis is not supported by the
findings on the examination
report or if the report does not contain sufficient detail, it is
incumbent upon the rating board to
return the report as inadequate for evaluation purposes," 38 C.F.R. § 4.2 (
2012). See Stegall,
11 Vet.App. 270-71 (remanding matter where VA examination was inadequate
under § 4.2);
Hicks v. Brown, 8 Vet.App. 417, 422 (1995) (concluding that an inadequate
medical examination
frustrates judicial review).
Whether a medical examination report is adequate is generallya finding of
fact that the Court
reviews under the "clearly erroneous" standard of review. See 38 U.S.C. §
7261(a)(4);
Nolen v. Gober, 14 Vet.App. 183, 184 (2000). A finding of fact is clearly
erroneous when the Court,
after reviewing the entire evidence, "is left with the definite and firm
conviction that a mistake has
been committed." United States v. U.S. Gypsum Co., 333 U.S. 364, 395 (1948
); see also
5
Gilbert v. Derwinski, 1 Vet.App. 49, 52 (1990).
Here, the Board explained that the June 2008 VA examiner's opinion that
the appellant's
condition was not related to service was "entitled to the most weight
regarding the diagnosis and
etiology of the [appellant's] diverticulitis and a chronic bowel disorder "
because the VA examiner
provided "a full and complete rationale for his opinion, " and his opinion
was "based upon an
evaluation of the appellant, " including a "thorough examination" of the
appellant and "review of
the claims folder." R. at 18.
The June 2008 medical examiner concluded that the appellant's
diverticulitis and bowel
disorder were not related to service because there was an absence of
documentation in the SMRs of
his symptoms. It is clear that the VA examiner relied on the absence of
corroborating evidence in
the SMRs of specific complaints of diarrhea and constipation. In
considering the nature of an
appellant's disability, a VA examiner should consider the appellant's
description of his
symptomatology. See Buchanan v. Nicholson, 451 F.3d 1331, 1336 (Fed. Cir.
2006) (finding that
a medical examination that ignores lay assertions regarding symptomatology
is of little probative
value); Barr v. Nicholson, 21 Vet.App. 303, 311 (2007) (finding an
examination inadequate where
the examiner failed to consider the appellant's assertions of
symptomatology); Dalton v. Nicholson,
21 Vet.App. 23, 39 (2007) (finding a medical examination inadequate where
the examiner
"impermissibly ignored the appellant's lay assertions that he had
sustained a back injury during
service"). The Court agrees with the appellant that the Board erred in
relying on inadequate medical
opinion.
B. Credibility of Appellant's Testimony
The appellant argues that the Board improperly determined that his
testimony regarding his
in-servicesymptoms ofconstipation andalternatingdiarrheais not credible.
Appellant's Br.at14-19.
The Board is obligated to determine the credibilityof layevidence. See
Buchanan, 451 F.3d at 1337.
In conducting this analysis, the Board can consider possible bias and
conflicting statements. Id.
When considering documents submitted by a veteran, the Board may also
consider "internal
consistency, facial plausibility, and consistency with other evidence
submitted on behalf of the
veteran." Caluza v. Brown, 7 Vet.App. 498, 511 (1995).
Special rules apply when considering the lay testimony of a combat veteran.
Under
6
38 U.S.C. § 1154(b), where a veteran "engaged in combat with the enemy
in active service . . . the
Secretary shall accept as sufficient proof of service-connection of any
disease or injury alleged to
have been incurred in or aggravated by such service satisfactory lay or
other evidence of service
incurrence of aggravation." See also 38 C.F.R. § 3.304(d) (2012) (
implementing regulation for
section 1154(b), stating that "[s]atisfactory lay or other evidence that
an injury or disease was
incurred or aggravated in combat will be accepted as sufficient proof of
service connection if the
evidence is consistent with the circumstances . . . of such service even
though there is no official
record of such incurrence or aggravation"). Section 1154(b) does not
eliminate the need for medical
nexus evidence; it merely reduces the burden of presenting evidence of
incurrence or aggravation
of an injury or disease incurred in or aggravated by combat service. See
Collette v. Brown, 82 F.3d
389, 392 (Fed. Cir. 1996). Even when the combat presumption applies, a "
veteran seeking
compensation must still show the existence of a present disability and
that there is a causal
relationship between the present disability and the injury, disease, or
aggravation of a preexisting
injury or disease incurred during active duty." Shedden, 381 F.3d at 1167.
As with any determination, the Board must explain the reasoning behind its
credibility
determinations. Its statement of reasons or bases must be adequate to
enable an appellant to
understand the precise basis for the Board's decision, and to facilitate
informed review in this Court.
See 38 U.S.C. § 7104(d)(1); Allday v. Brown, 7 Vet.App. 517, 527 (1995);
Gilbert, 1 Vet.App. at
57. To comply with this requirement, the Board must analyze the
credibility and probative value of
the evidence, account for the evidence it finds persuasive or unpersuasive,
and provide the reasons
for its rejection of any material evidence favorable to the claimant. See
Caluza, 7 Vet.App. at 506.
Here, the appellant testified regarding his in-service symptoms of
alternating bouts of
constipation and diarrhea. The Board found this testimony was not credible
because there "were no
such complaints of these symptoms in the appellant's SMRs despite evidence
that he sought medical
care for other disabilities." R. at 11. The Board reasoned that because
the appellant sought medical
attention for other ailments, "[i]t is logical to conclude that a
reasonable person, who had access,
would seek medical attention [for his gastrointestinal symptoms] if it
were required." Id. The
appellant contends that the Board's reasoning violates the Court's
holdings in Colvin v. Derwinski,
1 Vet.App. 171 (1991), overruled on other grounds by Hodge v. West, 155 F.
3d 1356 (Fed. Cir.
7
1998), and Previous DocumentKahanaNext Hit v. Shinseki, 24 Vet.App. 428 (2011). Appellant's Br. at
18-19. The Court agrees.
In Previous HitKahanaNext Hit, the veteran's SMRs and separation examination report did not
contain any
notation of a right knee injury. The Board determined that the veteran's
statements of an in-service
knee injury were not credible because, "[g]iven that a right [anterior
cruciate ligament] tear is quite
a significant injury, one would expect to see at least some documentation
of it in the [SMRs]" and
"one would expect that the [veteran] would have mentioned [it] on his
report of medical history at
separation."
Id. at 434 (internal quotation marks omitted). The Court held that, in
finding the
veteran's lay statements not credible "based on its determination that a
particular injury, which is
alleged to have occurred in service, is of the type that should have been
documented in the service
records and was not," the Board impermissibly made "a medical
determination as to the relative
severity, common symptomatology, and usual treatment of an . . . injury
without citing to any
independent medical evidence to corroborate its finding" in violation of
Colvin. Id.
Essentially, that is what the Board did in this case. The Board based its
conclusion that the
appellant's testimony was not credible on its belief that his alternating
bouts of constipation and
diarrhea were of such severity that they "required medical treatment" and
that the appellant would
have been expected to report these symptoms to the Army physician when he
sought treatment for
his right knee injury. These are medical determinations that are generally
outside the competency
of the Board, and the Board provided no independent medical evidence to
support them. See id. at
434. The Board violated Colvin byproviding a medical opinion on the nature
and course of an injury
without supporting that opinion with independent medicalevidence.
Therefore, the Court concludes
that the Board erred in determining that the appellant was not credible on
that basis. See Previous HitKahanaNext Document,
24 Vet.App. at 435; Colvin, 1 Vet.App. at 175.
The Board also erred by failing to apply the combat presumption set forth
in 38 U.S.C.
§ 1154(b). The appellant was awarded the Combat Action Badge for his
service in the Persian Gulf.
The VA recognizes this medal as evidence that the recipient is a combat
veteran and entitled to the
benefit of the section 1154(b) presumption. MANUALM21-1MR, pt. IV, subpt.
11, 1.D. 13(e). The
testimony of combat veterans is entitled to more favorable treatment than
lay testimony submitted
by noncombat veterans. See Arms v. West, 12 VetApp. 188, 195-97 (1999). In
creating the combat
presumption,Congressrecognizedthatin combatsituations
militaryrecordkeepingmaybedeficient
8
because records that are normally kept might not have been created or may
have been destroyed. Id.
Because of the likelihood of incomplete record keeping, statements by
combat veterans as to
in-service symptoms are entitled to special weight. Id. Here, the
appellant not only testified
regarding his symptoms, but he also explained that he received IVs from
medics in the field to treat
his dehydration. R. at 29-31. He further testified that the medic
occasionally gave him medication
for his constipation and diarrhea. R. at 30. He stated that combat
soldiers were only seen by the doctor on the base if they were experiencing a medical problem that could not be treated by the unit medic. R. at 30. It is not surprising that in a combat situation there would be no record of the appellant complaining of alternating bouts of constipation or diarrhea.
Despite the appellant's Combat Action Badge and his testimony of the combat conditions under which he served, the Board failed to apply section 1154(b) to his claims. The failure to do so was error.
III. CONCLUSION
After consideration of the appellant's and the Secretary's briefs, and a
review of the record, the Board's April 15, 2011, decision is VACATED and the matters are REMANDED for further adjudication consistent with this decision.
DATED: August 31, 2012
Copies to:
Virginia A. Girard-Brady, Esq.
VA General Counsel
9
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