Thursday, April 26, 2012
Single Judge Application, Parrish v. Shinseki, 24 Vet.App. 391, 398 (2011); Board Error when Failure to Address Issue Raised
Excerpt from decision below:
"Further, although Mr. Ramirez-Arce argues that the Board should
have addressed this anemia issue, the record of proceedings does not reflect that he raised this issue to the Board. See (finding no error where Board did not address issue not raised by appellant or reasonably raised by the record).
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Designated for electronic publication only
UNITED STATES COURT OF APPEALS FOR VETERANS CLAIMS
No. 10-3678
ORLANDO RAMIREZ-ARCE, APPELLANT,
V.
ERIC K. SHINSEKI,
SECRETARY OF VETERANS AFFAIRS, APPELLEE.
Before KASOLD, Chief Judge.
MEMORANDUM DECISION
Note: Pursuant to U.S. Vet. App. R. 30(a),
this action may not be cited as precedent.
KASOLD, Chief Judge: Veteran Orlando Ramirez-Arce appeals through counsel
that part
of an October 4, 2010, decision of the Board of Veterans' Appeals (Board)
that (1) denied a disability
rating in excess of 10% for hemorrhoids, (2) denied entitlement to service
connection for an upper
back disorder, and (3) denied entitlement to service connection for
erectile dysfunction (ED). Mr.
Ramirez-Arce argues that the Board clearly erred in finding that the
Secretary satisfied his duty to
assist, and provided inadequate reasons or bases for its determinations.
The Secretary agrees that
the Board provided inadequate reasons or bases for the ED matter, but
disputes Mr. Ramirez-Arce's
remaining contentions. Single-judge disposition is appropriate. Frankel v.
Derwinski, 1 Vet.App.
23, 25-26 (1990). For the reasons stated below, that part of the Board
decision denying a disability
rating in excess of 10% for hemorrhoids will be affirmed, and that part of
the decision denying
entitlement to service connection for an upper back disorder and ED will
be set aside and the matters
remanded for further adjudication.
The record does not support Mr. Ramirez-Arce's arguments regarding the
hemorrhoids
matter. The Board found that a 20% disability rating was unwarranted
because the 2008 medical
report noted hemorrhoids with "frequent" bleeding (Record (R.) at 272; see
38 C.F.R. § 4.114,
Diagnostic Code (DC) 7336 (2011) (requirement for a 10% rating)), not
hemorrhoids with
"persistent bleeding and with secondary anemia, or with fissures" (DC 7336 (requirement for a 20% rating)). Although Mr. Ramirez-Arce asserts that the 2008 report is inadequate because it did not address anemia, the Secretary correctly notes that even a finding of anemia would not meet the
schedular requirement for a 20% rating without a finding of persistent
bleeding. Although Mr.
Ramirez-Arce responds that a finding of anemia could warrant a 20%
ratingbased on 38 C.F.R. § 4.7
(2011) ("Where there is a question as to which of two evaluations shall be
applied, the higher
evaluation will be assigned if the disability picture more nearly
approximates the criteria required
for that rating."), he fails to explain how a finding of anemia without
persistent bleeding would
create "a question as to which of two evaluations shall be applied." Id.;
see Hilkert v. West,
12 Vet.App. 145, 151 (1999) (en banc) (appellant bears burden of
demonstrating error on appeal).
Further,although Mr.Ramirez-Arce argues that the Board should
have addressed this anemia issue, the record of proceedings does not reflect that he raised this issue to the Board. See Parrish v. Shinseki, 24 Vet.App. 391, 398 (2011) (finding no error where Board did not address issue not raised by appellant or reasonably raised by the record). In fact, the record reflects that he acknowledged his lack of anemia. See R. at 46 (stating, in his "Informal Hearing Presentation" to the Board, that he "does not presently exhibit secondary anemia or fissures"). Accordingly, Mr. Ramirez-Arce fails to demonstrate clear error in the Board's duty-to-assist determination or inadequate reasons or bases for its rating determination on this matter. See Nolen v. Gober, 14 Vet.App. 183, 184 (2000) (Board determination that Secretary satisfied the
dutyto assist is reviewed
under the "clearly erroneous" standard); Gilbert v. Derwinski, 1 Vet.App.
49, 52 (1990) ("'A finding
is clearly erroneous when . . . the reviewing court on the entire evidence
is left with the definite and
firmconvictionthat a mistake has been committed.'"(quoting United States v.
U.S. GypsumCo.,333
U.S. 364, 395 (1948))); see also Hilkert, supra; Allday v. Brown, 7 Vet.
App. 517, 527 (1995)
(holding that the Board's statement "must be adequate to enable claimant
to understand the precise
basis for the Board's decision, as well as to facilitate review in this
Court").
On the other hand, the record supports Mr.Ramirez-Arce's
argumentthattheBoard provided
inadequate reasons or bases for denying service connection for a back
condition. The Board
acknowledged a 1989 psychiatric report discussing the interplay of his
back condition and post-
2
traumatic stress disorder (PTSD), but found that the report "did not
specifically relate" the back
condition to PTSD and therefore that there was "no medical evidence
linking" the back condition
to PTSD. R. at 14, 15. However, the Board's interpretation of that report
is not understandable in
light of the report's statement that Mr. Ramirez-Arce's PTSD "adds" to his
back condition. R. at
1669 ("The associated symptoms of the [PTSD] with anxiety, hyper-vigilance,
tension state, and
fearfulness, adds to the [back] disability."); see Allday, supra. Moreover,
although the Board noted
evidence that his PTSD is unrelated to his back condition – including a
June 2006 fibromyalgia
report not in the record of proceedings and a November 2003 report
attributing the back condition
to the 1987 restraining of a man attempting suicide (which was caused by
PTSD according to the
1989 psychiatric report) – the Board did not explain how it might have
weighed these reports against
the other medical evidence of record. See Washington v. Nicholson, 19 Vet.
App. 362, 367 (2005)
("[T]he Board must analyze the credibility and probative weight of the
evidence, account for the
evidence that it finds persuasive or unpersuasive, and provide the reasons
for its rejection of any
material evidence favorable to the claimant."); see also Hensley v. West,
212 F.3d 1255, 1263 (Fed.
Cir. 2000) ("[A]ppellate tribunals are not appropriate fora for initial
fact finding."). Accordingly,
remand is warranted. Tucker v. West, 11 Vet.App. 369, 374 (1998) (remand
is appropriate "where
the Board has incorrectlyapplied the law, failed to provide an adequate
statement of reasons or bases
for its determinations, or where the record is otherwise inadequate").
The record also supports the parties' argument that the Board provided
inadequate reasons or bases for denying serviceconnection for ED. More specifically, Mr.Ramirez-Arce raised a theory of service connection – that his ED is related to his PTSD medications – and the Board failed to address or obtain medical evidence1 on this theory. See R. at 523 (Notice of Disagreement stating:
"PTSD stress is a major contributor in ED as well as medication used to
treat PTSD."), 1264 (statement in support of claim asserting: "I am requesting [service connection] for [ED] secondary to PTSD condition [and] medications taken for same condition."); see also
R. at 14-16 (Board not
addressing PTSD medications), 446-50 (2007 report not addressing PTSD
medications), 1244-48
1
The Secretary generally must provide a medical examination or opinion on a
theory of service connection if
there is, inter alia, an indication that his disability "may be associated
with the veteran's service" through that theory and
insufficient medical evidence on that theory. McLendon v. Nicholson, 20
Vet.App. 79, 81 (2006); see Robinson v.
Peake, 21 Vet.App. 545, 553 (2008), aff'd sub nom. Robinson v. Shinseki,
557 F.3d 1355 (Fed. Cir. 2009).
3
(2005 report not addressing PTSD medications). The Board's failure to
address a theory for service
connection raised by a claimant frustrates judicial review, such that
remand is warranted. See
Robinson, 21 Vet.App. at 553 (Board commits error "in failing to discuss a
theoryof entitlement that
was raised . . . by the appellant"); Tucker and Allday, both supra. The
parties also note that the
Board did not address the 2007 medical report's statement that ED was a "
diabetic related
genitourinary symptom." R. at 440. The Board should address this statement
on remand. See
Robinson, 21 Vet.App. at 553 (Board commits error "in failing to discuss a
theoryof entitlement that
was [reasonably] raised . . . by the evidence of record").
Also on remand, Mr. Ramirez-Arce may present, and the Board must consider,
any additional
evidence and argument in support of the remanded matters. See Kay v.
Principi, 16 Vet.App. 529,
534 (2002). These matters are to be provided expeditious treatment on
remand. See 38 U.S.C. §
7112.
Accordingly, that part of the October 4, 2010, Board decision denying a
disability rating in
excess of 10% for hemorrhoids is AFFIRMED, and that part of the decision
denying entitlement to
service connection for an upper back disorder and ED is SET ASIDE and the
matters REMANDED
for further adjudication.
DATED:
April 19, 2012
Copies to:
Glenn R. Bergmann, Esq.
VA General Counsel (027)
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